HomeMy WebLinkAboutResolutions - 1984.10.11 - 17511.• I.
August 30, 1984
Miscellaneous Resolution #8423 9
RE: COMMUNITY DEVELOPMENT DIVISION -
TO THE OAKLAND COUNTY BOARD OF COMMISSIONERS
Mr. Chairperson, Ladies and Gentlement:
WHEREAS the County of Oakland is a recipient of funds under the Community
Development Block Grant (CDBG) Program; and
WHEREAS the Department of Housing and Urban Development (HUD) has established
a procedure whereby a Community Development Block Grant recipient may draw in
one sum funds designated in its application for the establishment of a rehabili-
tation leveraging fund in a private financial institution; and
WHEREAS the Oakland County Board of Commissioners has directed the Community
Development Division to develop such a program in Miscellaneous Resolutions #82283
and #83034, with final approval to be made by the Public Services Committee; and
WHEREAS in response to the aforementioned Miscellaneous Resolution and to
requests made by communities participating in the CDBG program, the Community
Development Division has designed a proposed rehabilitation leveraging fund agree-
ment for a program of financing the rehabilitation of commercial buildings; and
WHEREAS the Community Development Citizens Advisory Council has unanimously
recommended the adoption of the attached rehabilitation leveraging fund agreement
for this program to be referred to as the Commercial Assistance Program; and
WHEREAS the Community Development Division will implement this program on
behalf of and assisting the participation of all communities comprising the
Oakland Connty CDBG Program; and
WHEREAS all funds i!tilized for projects and for program administration shall
be allocated from CDBG funds budgeted for this program and from income generated
by the rehabilitation leveraging fund agreement, with no funds utilized from the
County General Fund; and
WHEREAS the Public Services Committee will receive regular quarterly reports
on the Commercial Assistance Program's progress.
NOW THEREFORE BE IT RESOLVED that the Oakland County Board of Commissioners
approve the Community Development rehabilitation leveraging fund agreement attached
and the Commercial Assistance Program with a level of administrative support not
to exceed one staff position to be funded totally from the Community Development
Block Grant Program budget and the Oakland County Executive be authorized to sign
the agreement.
. •
adoption of the foregoing resolution.
THE FOREGOING RESOLUTION
F Airii -
norp-4 ", vir.. Exec. ive AVarp
Mr. Chairperson, on behalf of the Public Services Committee, I move the
OAKLAND COUNTY COMMUNITY DEVELOPMENT
Rehabilitation Fund Agreement
Preamble
WHEREAS, the Department of Housing and Urban Development has enacted rules and
regulations regarding the use of funds under a Community Development Block Grant
program, and
WHEREAS, the County of Oakland is a recipient of funds under such a program, and
WHEREAS, the Department of Housing and Urban Development has through its rules
and regulations established a procedure whereby a Community Development Block Grant
recipient may draw in one sum funds designated in its Community Development application
for the establishment of a rehabilitation fund in a private financial institution, and
WHEREAS, the County of Oakland is desirous of establishing such a fund, and
WHEREAS, the County of Oakland has established a Community Development
Commercial Assistance Program (herein referred to as "CAP") to provide rehabilitation
financing for commercial structures, and
WHEREAS, 24 CFR 570 as amended requires that a written agreement be entered into
between the Community Development Block Grant recipient and the financial institution
wherein the fund is to be established.
NOW THEREFORE, this Agreement is made as of this day of
M,
1984 by and between the County of Oakland, a Michigan nnn•n•nn•1= Constitutional Corporation, acting by and through its Community Development Division
(herein referred to as the "County"), and Manufacturers National Bank of Detroit, a National
Bank Association of Detroit, Michigan (herein referred to as the "Bank") for a period of one
(1) year. In consideration of the premises and undertakings herein set forth, the parties do
hereby agree as follows:
Purpose
The purpose of this Agreement between the County and the Bank is to permit the
County to draw funds from its Community Development Block Grant Letter of Credit in a
single lump sum to establish a Rehabilitation Fund with the Bank for the purpose of
financing the rehabilitation of privately owned commercial properties, as a part of the
County's Community Development Block Grant (CDBG) Program. The Rehabilitation Fund
will also serve as a depository for funds to be transferred as required to any additional
rehabilitation programs operated as part of the CDBG Program.
Article I
Definitions
1.01 "CAP" (Commercial Assistance Program) shall mean the program wherein the County
and the Bank have agreed to participate in loans for commercial property
rehabilitation.
1.02 "Commitment Letter" shall mean a letter submitted by the County to the Bank setting
forth the terms and conditions of the County's participation in a CAP Loan and
authorizing the Bank to disburse funds from the Rehabilitation Fund account for said
loan.
1.03 "Bank Note" shall mean a promissory note payable to the order of the Bank evidencing
a borrower's obligation to the Bank on a CAP Loan.
1.04 "COBG Funds" shall mean funds received by the County from the Department of
Housing and Urban Development under its Community Development Block Grant
Program.
1.05 "Rehabilitation Fund" shall mean the deposits established from the lump sum
drawdown of CDBG funds budgeted for rehabilitation.
1.06 "COBG Account" shall mean the account or accounts established by the County at the
Bank for the deposit of funds to be used in the Commercial Assistance Program (CAP)
or as designated by the County.
Article Ii
Establishing the Rehabilitation Fund
2.01 The County agrees to deposit with the Bank from time to time certain CDBG funds
and the Bank agrees to accept these funds in an amount to be determined at the sole
discretion of the County.
2,02 The funds deposited by the County pursuant to Section 2.01 of this Agreement shall be
placed in one or more accounts which shall earn either the maximum allowable
interest rate or the market rate of interest, as determined by the size and maturity of
such deposits. The principal and interest will be made available for the County's
participation with the Bank in the Commercial Assistance Program and for COBG
funded rehabilitation programs as designated by the County.
2.03 The parties hereto acknowledge that the deposit of funds by the County pursuant to
Section 2.01 of this Agreement is contingent upon the receipt of CDBG funds and the
County reserves the right to delay deposit until the receipt of adequate funds from the
Department of Housing and Urban Development (HUD).
2.04 The Rehabilitation Fund will be used to finance the County's property rehabilitation
programs pursuant to the County's approved Community Development Block Grant
Program. Pursuant to 24 CFR 570.313 (c) 2 of the regulations governing lump-sum
drawdowns, interest income on the Rehabilitation Fund may be placed into a separate
CDBG account. This program income shall be disbursed to CAP Loan activities first.
2.05 Use of the deposited funds for property rehabilitation financing shall commence within
forty-five (45) days of deposit. In the event that the use of deposited funds does not
start within the forty-five (45) day time limit, the County may be required by HUD to
return all or part of the deposited funds not previously pledged or encumbered to the
CDBG Letter of Credit. If that should occur, the Bank will no longer be required to
continue in participation of this program other than those loans that have been made
at the time of withdrawal.
Article III
Terms of Program
3.01 The County agrees to participate in CAP Loans to qualifying property owners
participating in the program to the extent that sufficient funds are available and
subject to the terms and conditions of this Agreement.
3.02 The Bank will provide commercial rehabilitation financing based on a minimum term
of seven (7) years. Individual requests for longer repayment periods of up to ten (10)
years will be considered where an applicant's cash flow may not be sufficient to
service a shorter term.
3.03 The Bank's effective interest rate charged to a CAP Loan shall in no event exceed the
interest rate charged for similar loans by the Bank. The maximum interest rate
charged by the Bank for the duration of this Agreement will be 16n96 where terms do
not exceed seven (7) years and 17%% for longer terms.
3,04 The County shall reduce the cost of financing for approved CAP Loan recipients by
subsidizing the principal amount borrowed. Using the amount of loan principal
approved by the Bank, a determination of the monthly payment required to amortize
that principal at a rate of 10% will be made. That monthly payment will be utilized to
calculate how large a loan could be supported at the prevailing interest rate charged
by the Bank. The difference between the actual amount of the loan and the amount
that could be supported at the prevailing interest rate becomes the principal loan
subsidy to be provided by the County. The principal subsidy will be paid to the Bank at
the loan closing to effectively lower the interest rate paid by the borrower to ten
(10%) percent.
3.05 The principal subsidy provided by the County to a loan recipient shall be in the form of
a loan which shall be forgiven over the repayment period of the Bank's loan, according
to the following formula:
1 amount of
loan term x amount of subsidy = subsidy forgiven
(no. years) yearly
In the event the loan recipient sells the property or divests interest in the property,
the amount of the subsidy remaining and not forgiven shall be due and payable.
3.06 The maximum Bank loan that the County will subsidize with a CAP Loan is $100,000.
Projects requiring amounts in excess of $100,000 must obtain additional source funds
which may include, at the Bank's discretion, an unsubsidized loan from the Bank.
3.07 The Bank agrees that this Agreement shall include providing the following services at
no additional cost to the County:
(a) Documentation and closing of loans
(b) Servicing County accounts
(c) Collection of outstanding indebtedness on loans
(d) Reporting status of County accounts
(e) Foreclosure and liquidation
(f) Performance of this Agreement
Article IV
Eligibility, Application, Approval and Disbursement Process
4.01 The County will designate areas wherein properties may be located and eligible for
participation in the program.
4.02 Al! applications for a CAP Loan shall be addressed to both the Bank and the County
and initially submitted to the County. The County shall review the loan application
and any supporting documents to establish initial eligibility for participation in the
program. Eligible applications will then be submitted to the Bank to be approved or
denied by the Bank in accordance with its normal lending standards. in cases of denial,
the Bank shall send the loan applicant a "Notice of Denial" indicating its decision, with
a copy of the notice forwarded to the County.
4.03 The bank shall transmit to the County its underwriting decisions for approved loan
requests, setting forth the terms and conditions of the Bank's approval in writing. The
Bank shall also transmit to the County a copy of the Bank's credit analysis report on
the loan and any rehabilitation plans, specifications, and supporting documents
submitted. The County acknowledges that the Bank has made no representation or
warranty with respect to the accuracy of any information given by a borrower or as to
the credit or ability of a borrower to repay the loan.
4.04 Upon receipt of the information requested in Section 4.03 of this Article, the County
shall review the loan application and any supporting documents. The maximum amount
of the County's participation and the terms and conditions of same shall be at the sole
discretion of the County. If the County decides not to participate in a CAP Loan, it
shall send the loan applicant a "Notice of Denial,"
4.05 When the County decides to participate in a CAP Loan, it shall submit to the Bank a
Commitment Letter similar to the form attached as "Attachment B" setting forth the
terms and conditions of the County's participation in the CAP Loan and authorizing
the Bank to disburse iunds from the CDBG Account in accordance with the terms and
conditions set forth in the Commitment Letter.
4.06 Upon receipt of a Commitment Letter from the County approving the County's
participation in a CAP Loan, the Bank shall prepare the necessary loan closing
documents.
4.07 At closing, the Bank and the borrower shall execute the necessary loan closing
documents. The Bank shall disburse the funds for both the Bank's loan and the
principal loan subsidy provided by the County loan. The County's loan will be disbursed
by a debit to the CDBG Account. The County shall participate at the loan closing or
shall have in writing approved of the loan closing documents which will be used to
protect its interest,
4.08 At closing, the Bank and the borrower shall execute two promissory notes, the "Bank
Note" evidencing the borrowers obligation to the Bank and a "County Note" evidencing
the County's participation in the CAP Loan and the borrowers obligation to the
County.
4.09 The Bank shall have no liability, obligation or responsibility to the County for a
borrower's obligations under the Notes and/or security therefor or for the validity,
enforceability, collectibility, genuineness or sufficiency or of any document executed
in connection therewith or for title to any collateral.
4.10 The Bank and the County agree that neither party shall sell, assign or transfer, or
suffer any sale, assignment or transfer in whole or in part of its interest in a Note or a
portion of the security therefor without the prior written consent of the other party.
Article V
Default
5.01 Default by a borrower as used in this Agreement shall mean:
(a) Default by a borrower on a note or a security instrument
(b) Default by a borrower in compliance with federal regulations prohibiting or
restricting certain uses of the loan and/or default by a borrower in
compliance with the Commercial Assistance Program
5.02 Upon the occurrence of any default under any note or security agreement given by a
borrower in conjunction therewith, the Bank shall within forty-five (45) days of the
date on which the Bank becomes aware of the default, notify the County in writing of
the default, specifying the nature thereof. By appropriate notice the bank shall
promptly demand that the default be cured by the borrower. In the event such default
is not timely cured, the Bank may take appropriate action, including the institution of
legal proceedings and action to foreclose under any security instrument, to effect
collection of the Bank Note in full and County Note in full. Collection of the County
Note will be waived upon written authorization from the County and received by the
Bank,
5.03 If the Bank initiates legal action to collect an outstanding indebtedness after the
occurrence of a default as described in Section 5.01 (a) of this Agreement, all costs
and expenses of collection, including attorney's fees, shall be paid by the Bank. All
proceeds received by the Bank resulting from legal action and/or foreclosure of its
security interest in the Collateral shall be first applied to the payment of reasonable
expenses incurred by the Bank in the collection of said proceeds. Any proceeds
received by the Bank in excess of such costs and expenses shall be deemed received by
the Bank for the pro rata benefit of the Bank and the County in accordance with the
amount of the outstanding principal and interest due to the Bank and the County.
5.04 The County may exercise its option to purchase the remaining portion of the Bank
Note and move independently against the borrower, if the Bank decides not to take any
action on a default under Section 5.01 of this Agreement. For this purpose, the Bank
shall negotiate to the County, the Bank Note and assign all collateral associated with
the Note and any security instruments in connection therewith.
5.05 The County shall be responsible for monitoring a borrower's compliance with
applicable federal regulations and compliance with CAP guidelines. Upon the
occurrence of a default as defined in Section 5.01 (5) of this Article, the County shall
notify the Bank in writing of the default within forty-five (45) days. By appropriate
notice, the County shall promptly demand that the default he cured by the borrower.
In the event such a default is not timely cured, the County may exercise its option to
purchase the remaining portion of the Bank Note and move independently against the
borrower. For this purpose, the Bank shall negotiate to the County, the Bank Note and
assign all collateral associated with the Note and any security instruments in
connection therewith.
5.06 Prior to default by a borrower, the Bank shall not without the prior written consent of
the County:
(a) Make or consent to any alteration of the terms of a note or the collateral;
(b) Make or consent to any release, substitution or exchange of any collateral;
or
(c) Waive any claim against a borrower in connection with a note.
Article VI
Reporting
6.01 The Bank shall furnish and deliver to the County the following reports:
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(a) A monthly statement indicating the number of applications for CAP Loans
received by the Bank during the month.
(b) A monthly bank account statement reflecting all transactions which
occurred during the month, including the credits, debits and the account
balance.
(c) A monthly loan activity reporting new loans and reflecting the status of
outstanding CAP Loans.
6.02 The County shall have the right at any reasonable time during the Bank's business
hours, to examine all of the Bank's books or accounts and other records pertaining to
the CAP Loans, Notes and security instruments.
Article VII
Duration of Agreement
7.01 This Agreement will apply to new loan activity for a period of one (1) year from the
date of this Agreement. The responsibilities of the Bank and County with respect to
loans made under this Agreement shall remain in effect until those loans have matured
or until such time as the County's investment has been returned, whichever shall occur
sooner.
7.02 If for any cause the parties hereto shall violate any covenant, agreement, term or
condition in this contract, the other parties shall thereupon have the right to
terminate this Agreement by giving written notice of such termination, specifying the
effective date thereof, at least thirty (30) days before the effective date of such
termination and this Agreement shall terminate in all respects as if such were the date
originally given for the expiration hereof.
7.03 In the event the County is required to terminate this Agreement pursuant to a
directive from the federal government or pursuant to federal rules and regulations, the
County shall be permitted to so terminate by giving notice in accordance with the
terms of Section 8.01 of this Agreement.
7.04 At the termination of the one (1) year Agreement, all unobligated deposits of CDBG
funds in the Rehabilitation Fund will be returned to the County's Community
Development Block Grant Letter of Credit unless the County is authorized by the
Department of Housing and Urban Development to extend the Agreement for an
additional period.
Article VIII
Compliance With Laws
8.01 The parties hereto agree to comply with all applicable laws, ordinances, and codes of
the federal, state and local governments. It is understood that all loans will be made
pursuant to good and sound banking practices but under no circumstances shall an
applicant be discriminated against because of race, color, creed, handicap, sex or
national origin.
8.02 It is hereby understood and agreed that the terms and conditions of this Agreement are
subject to the provisions governing lump-sum drawdowns for property rehabilitation
pursuant to 570.513 of the Department of Housing and Urban Development regulations
on Community Development Block Grants, being 24 CF', Part 570, attached as
"Attachment A."
Article IX
Insurance
9.01 The parties hereto shall maintain at their expense during the term of this Agreement
on behalf of all of their employees performing any of the activities hereunder the
following insurance where applicable:
(a) Worker's Compensation insurance for Employees which meets Michigan's
statutory requirements and Employer's Liability insurance with minimum
limits of $100,000 each accident;
(s) Comprehensive general liability insurance with minimum limits of
$1,000,000 combined single limit, each occurrence, for bodily injury and
property damage.
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Article X
Indemnification
10.01 The Bank agrees to save harmless the County against and from any and all liabilities,
obligations, damages, penalties, claims, costs, charges and expenses which may be
imposed upon, incurred by or asserted against the County by reason of any of the
following occurring during the terms of this Agreement:
(a) Any negligent or tortious acts of the Bank or any of its personnel,
employees, consultants or subcontractors; or
(b) Any failure of the Bank or any of its personnel, employees, consultants or
subcontractors to perform its obligations either implied or expressed under
this Agreement.
Article XI
Fair Employment Practices
11.01 In accordance with the United States Constitution and all Federal legislation and
regulations governing fair employment practices and equal employment opportunity,
and including but not limited to the Civil Rights Act of 1964 (P. L. 88-352, 78 Stat.
252) and in accordance with the Michigan Constitution and all State laws and
regulations governing fair employment practices and equal employment opportunity,
including but not limited to the Michigan Civil Rights Act (P. A. 1976, No. 453) and
the Michigan Handicappers' Civil Rights Act (P. A. 1976, No. 220) the Bank agrees that
it will not discriminate against any person, employee, consultant or applicant for
employment with respect to his or her hire, tenure, terms, conditions or privileges of
employment because of his or her religion, race, color, national origin, age, sex,
height, weight, marital status, handicap, sex or sexual orientation that is unrelated to
the individual's ability to perform the duties of a particular iob or position.
11.02 The Bank further agrees to take affirmative action to achieve reasonable
representation of minority groups and women on their work force. Such affirmative
action shall include, but not be limited to, the following areas: employment,
promotion, demotion or transfer, recruiting or recruitment, advertising, layoff or
termination, rates of pay or other forms of compensation, and selection for training or
education, including apprenticeships.
11.03 Breach of the terms of this Article may be regarded as a material breach of the
Agreement. The Bank hereby recognizes the right of the United States, the State of
Michigan and the County to seek judicial enforcement of the foregoing covenants
against discrimination against themselves or their subcontractors connected directly
or indirectly with the performance of this Contract. Notwithstanding anything herein
to the contrary, the provisions of this Article shall not be waived without the express
consent of the appropriate enforcement agency.
Article XII
Amendment
12.01 The parties hereto may from time to time consider it in their best interest to change,
modify or extend a term, condition or covenant of this Agreement. Any such change,
addition, deletions, extension or modification shall be incorporated in written
amendments to this Agreement. Such amendments shall not invalidate this contract
unless expressly stated therein.
12.02 No amendment to this contract shall he effective and binding upon the parties, unless
it expressly makes reference to this contract, is in writing and is signed and
acknowledged by duly authorized representatives of all parties hereto.
Article XIII
Notice
13.01 A notice, demand or other communication under this Agreement by a party to the
other party hereto shall be sufficiently given or delivered if it is dispatched by
registered or certified mail, postage prepaid, return receipt requested, except that the
reports required by Article VI hereof may be by regular mail or may be hand delivered
at the discretion of the Bank.
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13.02 In the case of a notice, demand of communication to the Bank, such shall be addressed
to it at the following address:
Ronald T)• Hooper
Second Vice President
411 W. Lafayette
Detroit, MI 48226
In the case of a notice, demand or communication to the County, such shall be
addressed to it at the following address:
Marcia E. Berkley, Manager
Oakland County Community Development
1200 N. Telegraph Road
Pontiac, MI 48053
All notices shall be deemed effective on the date of mailing. The addresses to which
notice is to be made may be changed at any time by any party by informing the other
parties of such change in writing.
Article XIV
Assignment
14.01 No party hereto shall assign or encumber directly or indirectly any interest whatsoever
in this Agreement, and shall not transfer any interest in the same without prior
written approval of the other party.
Article XV
Remedies
15.01 Each party to this agreement shall have the right to protect and enforce all rights
available to it by suit in equity, action at law or by any other appropriate proceedings,
whether for specific performance of any covenant contained in this Agreement, or
damages, or other relief, or proceed to take any action authorized or permitted under
applicable law or regulation.
15.02 Except as otherwise specifically set forth in this Agreement, all rights and remedies of
the parties under this Agreement shall be cumulative.
15.03 The parties hereto agree to submit to the personal jurisdiction of any competent court
In Oakland County, Michigan for any action brought against it arising out of this
Agreement.
Article XW
Miscellaneous
16.01 This Agreement constitutes the entire agreement between the parties and supersedes
any prior or contemporaneous oral or written agreements, understandings or
representatives.
16.02 This Agreement and all rights and obligations imposed hereunder shall be interpreted
and construed in accordance with the laws of the State of Michigan.
16.03 If any provision of this Agreement or the application thereof to any person or
circumstance shall, to any extent, be invalid or unenforceable, the remainder of this
Agreement, or the application of such provision to a person or circumstances other
than those as to which it is invalid or unenforceable, shall not be affected thereby, and
each provision of this Agreement shall be valid and enforceable to the fullest extent
permitted by law.
16.04 The captions and headings of this Agreement are inserted for convenience only, and
shall not modify or affect the intent or operative paragraphs of this Agreement, and
shall be disregarded in construction or interpretation thereof.
16.05 This Agreement shall hind and shall inure to the benefit of the parties hereto, their
successors and assigns.
16.06 Each party to this Agreement hereby represents and warrants to the other party that
it has full right, power and authority to enter into and perform this Agreement; that
its execution and delivery of this Agreement have been duly authorized by all
necessary action; and that this Agreement is valid, binding and enforceable upon
approval by the County and the Bank.
Attest: Attest:
IN WITNESS THEREOF the Bank and County have executed this Agreement as of the date
first written above.
MANUFACTURERS NATIONAL BANK OF DETROIT COUNTY 9F OAKLAN
By: By:
Position: Position:
Date: Date:
Date: Date;
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CD2
Commercial Assistance Program (CAP) Doan
Example:
Assumptions:
$100,000 Rehabilitation Project
7 Year Amortization
16.5% Interest Charged by Bank
10.07 Effective Rate of Loan
Monthly Payment
By Borrower;
CAP Loan:
Bank Loan:
$ 1,660.12
17,604.00
82,396.00
Leveraging Ratio: 4.68 : 1
Private (Bank) Public
Funds (CDBG) Funds
Amortizing Factor
of CAP Loan: (.14285714)
Amount of CAP Loan
forgiven Yearly ($2,514.86)
# 84239 October II, 1984
11th day of I 93_4_
ALLEN
Moved by McDonald supported by Moore the report be accepted.
A sufficient majority having voted therefor, the report was accepted.
Moved by McDonald supported by Nelson the resolution be adopted.
Moved by Hobart supported by Moore the resolution be amended in the
NOW THEREFORE BE IT RESOLVED paragraph by adding "These positions are totally
funded by this grant and the future existence of these positions is contingent
upon the continuation of Federal Funding at the same level".
A sufficient majority having voted therefor, the amendment carried.
Vote on resolution as amended:
AYES: S. Kuhn, Lanni, Law, McConnell, McDonald, McPherson, Moore,
Nelson, Olsen, Perinoff, Pernick, Rewold, Wilcox, Aaron, Caddell, Calandro,
Doyon, Fortino, Gosling, Hobart, Jackson, R. Kuhn. (22)
NAYS: None. (0)
A sufficient majority having voted therefor, the resolution as amended
was adopted.
STATE OF MICHIGAN)
COUNTY AOC,LAND)
I, Lynn D. Alien, Clerk of the County of Oakland and having a seal,
do hereby certify that I have compared the annexed copy of
Miscellaneous Resolution #84239 adopted by the Oakland County Board of Commissioners
at their meeting held on October 11 184
with the orginial record thereof now remaining in my office, and
that it is a true and correct transcript therefrom, and of the
whole thereof.
In Testimony Whereof, I have hereunto set my hand and affixed the
seal of said County at Pontiac, Michigan
this
County Clerk/Register of Deeds