HomeMy WebLinkAboutResolutions - 2016.08.18 - 22513MISCELLANEOUS RESOLUTION #16178 July 20, 2016
BY: Planning and Building Committee, Philip vveipert, Chairperson
IN RE: WATER RESOURCES COMMISSIONER RESOLUTION TO AUTHORIZE OAKLAND
COUNTY DWRF CITY OF PONTIAC WATER SUPPLY SYSTEM BONDS
To the Oakland County Board of Commissioners
Chairperson, Ladies and Gentlemen:
WHEREAS the Board of Commissioners has determined that it is necessary to acquire, construct, and
install water supply system improvements and facilities to improve the County's City of Pontiac Water
Supply System (the "System") to be financed through the issuance of one or more series of bonds in the
aggregate principal amount not to exceed $6,000,000 pursuant to the provisions of Act 34, Public Acts of
Michigan, 2001, as amended ("Act 34"), which improvements are known as Phase II of the City of Pontiac
Water Meter Rehabilitation Program as hereinafter described (the "Project"); and
WHEREAS the Board of Commissioners has determined to sell the bonds in one or more series (the
"Bonds") in a private negotiated sale to the Michigan Finance Authority (the "Authority") as authorized by
Act 227, Public Acts of Michigan, 1985, as amended ("Act 227"), in order to enable the Authority to provide
assistance with respect to the Project from the proceeds of the State of Michigan Drinking Water
Revolving Fund; and
NOW THEREFORE BE IT RESOLVED by the Board of Commissioners of the County of Oakland,
Michigan, as follows:
1. AUTHORIZATION OF BONDS-- PURPOSE. The Bonds of the County aggregating the principal
sum to be determined by the County Water Resources Commissioner, acting as County Agency
for the County (the "County Agency"), but not to exceed Six Million Dollars ($6,000,000) shall be
issued and sold in one or more series for the purpose of defraying the cost of the Project,
including the cost of issuing the Bonds. The Project shall consist of installing potable Water
Meters and (MIU) Meter Interface Units and shall include without limitation (i) wiring from the
meters to externally mounted MIU, (ii) managing and scheduling of the work as well as integration
with the County Agency's billing software requiring the use of a handheld device for bar code
scanning, data input and photographs, (iii) providing transmitter to collect signal verification and
testing, and (iv) completing cross connection survey at each meter replacement location and
removing and salvaging existing meters and miscellaneous appurtenances.
2. BONDS DETAILS. The Bonds shall be designated "City of Pontiac Water Supply System Bonds,
Series [Year, Lettern with the year and letter as determined by the County Agency to be inserted
in the name of each series of the Bonds; shall be dated the date of delivery thereof; shall be
numbered from 1 upwards; shall be fully registered; shall be in any denomination not exceeding
the aggregate principal amount for each maturity at the option of the bondholder (provided,
however, that so long as the Bonds are registered in the name of the Authority, the Bonds may be
in the form of a single bond in a denomination equal to the aggregate outstanding principal
amount of the Bonds, with an exhibit attached thereto that identifies the annual maturities for the
Bonds, and references herein to the "Bonds' shall mean that single bond registered in the name
of the Authority); shall bear interest at a rate or rates not to exceed 3.00% as determined by the
County Agency from the date of delivery of the various principal installments as hereinafter
described, payable on such dates as shall be determined by the County Agency; and shall mature
on such dates and in such principal amounts as shall be determined by the County Agency;
provided, however, that the final maturity of the Bonds shall not be more than 30 years after the
date that the Bonds are delivered to the initial purchaser thereof.
The Bonds are expected to be delivered to the Authority as the initial purchaser thereof in
installments equal to the amounts advanced from time to time by the Authority to the County
pursuant to the Purchase Contract and the Supplemental Agreement (each as hereinafter
defined).
3. PAYMENT OF PRINCIPAL AND INTEREST. The principal of, premium, if any, and interest on
the Bonds shall be payable in lawful money of the United States. So long as the Bonds are owned
by the Authority, the Bonds are payable as to principal, redemption premium, if any, and interest at
The Bank of New York Mellon Trust Company, N.A., or at such other place as shall be designated
in writing to the County by the Authority (the "Authority's Depository"). So long as the Authority is
the owner of the Bonds, the County agrees that it will deposit with the Authority's Depository
payments of the principal of, premium, if any, and interest on the Bonds in immediately available
PLANNING AND BUILDING COMMITTEE VOTE:
Motion carried unanimously on a roll call vote.
funds by 12:00 noon at least five business days prior to the date on which any such payment is
due, whether by maturity, redemption or otherwise. If the Bonds are not registered in the name of
the Authority, the principal of and premium, if any, on the Bonds are payable upon the surrender
thereof at the office of the bond registrar and paying agent and the interest is payable by check or
draft mailed by the bond registrar and paying agent to the registered owner of the Bonds at the
address appearing on the registration books of the County kept by the bond registrar and paying
agent as of the 15th day of the month preceding the month in which an interest payment is due.
4. PRIOR REDEMPTION. The Bonds shall be subject to redemption prior to maturity upon the
terms and conditions set forth in the form of Bonds contained in section 7 hereof.
5. BOND REGISTRAR AND PAYING AGENT. Until a successor is appointed by the Board of
Commissioners, the County Treasurer shall act as bond registrar and paying agent.
6. EXECUTION, AUTHENTICATION AND DELIVERY OF BONDS. The Bonds shall be executed in
the name of the County by the manual or facsimile signatures of the Chairperson of the Board of
Commissioners and the County Clerk and authenticated by the manual signature of the bond
registrar and paying agent or an authorized representative of the bond registrar and paying agent,
and the seal of the County (or a facsimile thereof) shall be impressed or imprinted on the Bonds.
After the Bonds have been executed and authenticated for delivery to the Authority as the original
purchaser thereof, they shall be delivered by the County Treasurer to the purchaser upon receipt
of the purchase price or upon compliance with the terms and conditions of the Purchase Contract.
Additional Bonds bearing the manual or facsimile signatures of the Chairperson of the Board of
Commissioners and the County Clerk and upon which the seal of the County (or a facsimile
thereof) is impressed or imprinted may be delivered to the bond registrar and paying agent for
authentication and delivery in connection with the exchange or transfer of Bonds. The bond
registrar and paying agent shall indicate on each Bonds the date of its authentication.
7. FORM OF BONDS. The Bonds shall be in substantially the following form, with such changes
thereto as necessary to conform to any order of the County Agency issued in accordance with this
Resolution:
[FORM OF DWRF BOND]
UNITED STATES OF AMERICA
STATE OF MICHIGAN
COUNTY OF OAKLAND
CITY OF PONTIAC WATER SUPPLY SYSTEM BOND, SERIES
INTEREST RATE MATURITY DATE DATE OF ORIGINAL ISSUE
See Exhibit A
, 2016
Registered Owner: Michigan Finance Authority
Principal Amount:
The County of Oakland, State of Michigan (the "County"), acknowledges itself indebted to and for
value received hereby promises to pay to the Registered Owner identified above, or registered assigns,
the Principal Amount or so much thereof as shall have been advanced to the County pursuant to a
Purchase Contract between the County and the Michigan Finance Authority (the "Authority") and a
Supplemental Agreement by and among the County, the Authority and the State of Michigan acting
through the Department of Environmental Quality on the maturity dates and in the amounts set forth in
Exhibit A attached hereto, unless redeemed prior thereto as hereinafter provided, the final payment to be
made upon presentation and surrender of this bond at the office of the County Treasurer, County of
Oakland, State of Michigan, the bond registrar and paying agent, or at such successor bond registrar and
paying agent as may be designated pursuant to the Resolution (as hereinafter defined), and to pay to the
Registered Owner, as shown on the registration books at the close of business on the 15 1" day of the
calendar month preceding the month in which an interest payment is due, by check or draft drawn upon
and mailed by the bond registrar and paying agent by first class mail postage prepaid to the Registered
Owner at the registered address, interest at the rate per annum specified above on such Principal
Amount, to the extent advanced to the County pursuant to the Purchase Contract and the Supplemental
Agreement and not forgiven pursuant to the related Order of Approval issued by the Michigan Department
of Environmental Quality, until the County's obligation with respect to the payment of such Principal
Amount is discharged. Interest is payable on the first day of and in each year,
commencing on 1, 201_. Principal and interest are payable in lawful money of the United
States of America.
In the event of a default in the payment of principal or interest hereon when due, whether at
maturity, by redemption or otherwise, the amount of such default shall bear interest (the "additional
interest") at a rate equal to the rate of interest that is two percent above the Authority's cost of providing
funds (as determined by the Authority) to make payment on the bonds of the Authority issued to provide
funds to purchase this bond but in no event in excess of the maximum rate of interest permitted by law.
The additional interest shall continue to accrue until the Authority has been fully reimbursed for all costs
incurred by the Authority (as determined by the Authority) as a consequence of the County's default. Such
additional interest shall be payable on the interest payment date following demand of the Authority. In the
event that (for reasons other than the default in the payment of any municipal obligation purchased by the
Authority) the investment of amounts in the reserve account established by the Authority for the bonds of
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the Authority issued to provide funds to purchase this bond fails to provide sufficient available funds
(together with any other funds that may be made available for such purpose) to pay the interest on
outstanding bonds of the Authority issued to fund such account, the County shall and hereby agrees to
pay on demand only the County's pro rata share (as determined by the Authority) of such deficiency as
additional interest on this bond.
During the time funds are being drawn down by the County under this bond, the Authority
periodically will provide the County a statement showing the amount of principal that has been advanced
and the date of each advance, which statement shall constitute prima facie evidence of the reported
information; provided that no failure on the part of the Authority to provide such a statement or to reflect a
disbursement or the correct amount of a disbursement shall relieve the County of its obligation to repay
the outstanding principal amount actually advanced, all accrued interest thereon, and any other amount
payable with respect thereto in accordance with the terms of this bond.
This bond is issued by the County under and pursuant to and in full conformity with the
Constitution and Statutes of Michigan (especially Act No. 34, Public Acts of 2001, as amended) and a
bond authorizing resolution adopted by the Board of Commissioners of the County (the "Resolution") and
an order of the Water Resources Commissioner of the County, as County Agency, for the purpose of
defraying part of the cost of acquiring, constructing, and installing water supply system facilities to improve
the County's City of Pontiac Water Supply System (the "System").
The County has authorized the net revenues derived from users of the System to be used to pay
the principal of and interest on this bond when due. In addition, the County has irrevocably pledged its full
faith and credit for the prompt payment of the principal of and interest on this bond as the same become
due. In the event and to the extent that the net revenues derived from users of the System are not
sufficient to pay the principal of and interest on this bond, such principal and interest are payable as a first
budget obligation of the County from its general funds. The ability of the County to raise such funds is
subject to applicable statutory and constitutional limitations on the taxing power of the County. The
amount of taxes necessary to pay the principal of and interest on this bond, together with the taxes levied
for the same year, shall not exceed the limit authorized by law,
This bond is transferable, as provided in the Resolution, only upon the books of the County kept
for that purpose by the bond registrar and paying agent, upon the surrender of this bond together with a
written instrument of transfer satisfactory to the bond registrar and paying agent duly executed by the
Registered Owner or his attorney duly authorized in writing. Upon the exchange or transfer of this bond a
new bond or bonds of any authorized denomination, in the same aggregate principal amount and of the
same interest rate and maturity, shall be authenticated and delivered to the transferee in exchange
therefor as provided in the Resolution, and upon payment of the charges, if any, therein provided. Bonds
so authenticated and delivered shall be in any denomination not exceeding the aggregate principal
amount for each maturity.
The bond registrar and paying agent shall not be required to transfer or exchange this bond or any
portion of this bond that has been selected for redemption.
This bond is subject to redemption prior to maturity at the option of the County and with the prior
written consent of and upon such terms as may be required by the Authority. That portion of the bond
called for redemption shall not bear interest after the date fixed for redemption, provided funds are on
hand with the bond registrar and paying agent to redeem the same.
Notwithstanding any other provision of this bond, so long as the Authority is the owner of this
bond, (a) this bond is payable as to principal, premium, if any, and interest at The Bank of New York
Mellon Trust Company, N.A., or at such other place as shall be designated in writing to the County by the
Authority (the "Authority's Depository"); (b) the County agrees that it will deposit with the Authority's
Depository payments of the principal of, premium, if any, and interest on this bond in immediately available
funds by 12:00 noon at least five business days prior to the date on which any such payment is due
whether by maturity, redemption or otherwise; in the event that the Authority's Depository has not received
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the County's deposit by 12:00 noon on the scheduled day, the County shall immediately pay to the
Authority as invoiced by the Authority an amount to recover the Authority's administrative costs and lost
investment earnings attributable to that late payment; and (c) written notice of any redemption of this bond
shall be given by the County and received by the Authority's Depository at least 40 days prior to the date
on which redemption is to be made.
It is hereby certified, recited and declared that all acts, conditions and things required to exist,
happen and be performed precedent to and in the issuance of this bond, existed, have happened and
have been performed in due time, form and manner as required by law, and that the total indebtedness of
the County, including this bond, does not exceed any constitutional or statutory limitation.
IN WITNESS WHEREOF, the County of Oakland, State of Michigan, by its Board of
Commissioners, has caused this bond to be executed in its name by the manual or facsimile signatures of
its Chairperson of the Board of Commissioners and County Clerk and its seal (or a facsimile thereof) to be
impressed or imprinted hereon. This bond shall not be valid unless the Certificate of Authentication has
been manually executed by the bond registrar and paying agent or an authorized representative of the
bond registrar and paying agent.
COUNTY OF OAKLAND
By:
Chairperson of the Board of Commissioners
(SEAL)
And:
County Clerk
CERTIFICATE OF AUTHENTICATION
This bond is one of the bonds described in the within-mentioned Resolution.
By:
Treasurer, County of Oakland
Bond Registrar and Paying Agent
AUTHENTICATION DATE:
ASSIGNMENT
For value received, the undersigned hereby sells, assigns and transfers unto
(please
print or type name, address and taxpayer identification number of transferee) the within bond and all rights
thereunder and hereby irrevocably constitutes and appoints
attorney to transfer the within bond on the books kept for registration thereof, with full power of substitution
in the premises.
Dated:
Signature Guaranteed:
Signature(s) must be guaranteed by an eligible guarantor institution participating in a Securities
Transfer Association recognized signature guarantee program.
EXHIBIT A
The principal amounts and maturity dates applicable to the bond to which this Exhibit A is
attached are as follows:
MATURITY DATE
PRINCIPAL MATURITY
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
2029
2030
2031
2032
2033
2034
2035
2036
Based on the schedule provided above, unless revised as provided in this paragraph, repayment of
principal of this bond shall be made until the full amount advanced to the County is repaid. In the event
the Order of Approval issued by the Department of Environmental Quality (the "Order") approves a
principal amount of assistance less than the amount of this bond, the Authority shall only disburse
principal up to the amount stated in the Order. In the event (1) that the payment schedule described
above provides for payment of a total principal amount greater than the amount of assistance approved by
the Order, (2) that less than the principal amount of assistance approved by the Order is disbursed to the
County by the Authority, or (3) that any portion of the principal amount of assistance approved by the
Order and disbursed to the Issuer is forgiven pursuant to the Order, the Authority shall prepare a new
payment schedule that shall be effective upon receipt by the County.
[END OF BOND FORM]
8. PRINCIPAL AND INTEREST FUND. There shall be established for the Bonds a Principal and
Interest Fund which shall be accounted for separately and shall be used only to retire the Bonds.
From the proceeds of the sale of the Bonds there shall be set aside in the Principal and Interest
Fund any premium and accrued interest received from the purchaser of the Bonds at the time of
delivery of the Bonds. All payments made by the County pursuant to section 11 hereof are
pledged for payment of the principal of and interest on the Bonds and expenses incidental thereto
and as received shall be placed in the Principal and Interest Fund to be used to pay the principal
and interest on the Bonds.
9. CONSTRUCTION FUND. The remainder of the proceeds of the sale of the Bonds as received
from time to time shall be set aside in a construction fund and used solely to defray the cost of
acquisition, construction and installation of the Project. Any unexpended balance of the proceeds
of the sale of the Bonds remaining in the construction fund after completion of the Project shall be
deposited in the Principal and Interest Fund established in section 8 hereof.
10. SALE, ISSUANCE, DELIVERY, TRANSFER AND EXCHANGE OF BONDS. The Bonds shall be
sold at a private, negotiated sale to the Authority, as authorized by Act 227. It is hereby
determined that this method of sale is in the best interests of the County and is calculated to
provide the County with the lowest cost of borrowing money. The sale shall be made pursuant to
the terms and conditions to be set forth in a Purchase Contract (the "Purchase Contract") and a
Supplemental Agreement (the "Supplemental Agreement"). The County Agency is authorized to
execute and deliver the Supplemental Agreement and the Purchase Contract in such forms as
shall be approved by the County Agency, with such approval to be evidenced by the County
Agency's signature thereon. Notwithstanding any other provision of this Resolution, the Bonds
shall be initially sold to the Authority as one bond, numbered 1, in the full aggregate principal
amount of the Bonds. The County Agency is authorized to execute one or more written orders (i)
containing the determinations that the County Agency is authorized to make as provided in this
Resolution and (ii) making such changes in the provisions of the Bonds or this Resolution to
comply with the requirements of the Authority or otherwise to enable the Bonds to be sold to the
Authority. In addition, the Chairperson of the Board of Commissioners, the Clerk, the Treasurer,
the County Agency and other County employees and officials are authorized to execute and
deliver to the Authority the Issuer's Certificate and any such certificates and documents as the
Authority or bond counsel shall require and to do all other things necessary to effectuate the sale,
issuance, delivery, transfer and exchange of the Bonds in accordance with the provisions of this
Resolution.
11. SECURITY. The net revenues derived from the users of the System have previously been
pledged for the payment of principal and interest on the County's City of Pontiac Water Supply
System Bond, Series 2015A, the City of Pontiac Water Supply System Bond, Series 2015B, the
City of Pontiac Water Supply System Improvements Bonds, Series 2014 and the City of Pontiac's
Water Supply System Revenue Bonds, Series 2010 (collectively, the "Prior Bonds"), in
accordance with the provisions of the City of Pontiac Water Supply System Contract dated as of
April 19, 2012 between the County and the City of Pontiac, and are pledged for the payment of
the principal of and interest on the Bonds on a parity basis with the Prior Bonds. The Bonds shall
also be limited tax general obligations of the County. The full faith and credit of the County are
pledged for the prompt payment of the principal of and interest on the Bonds as the same shall
become due. Each year the County shall be obligated, as a first budget obligation, to advance
moneys from its general funds or to levy ad valorem property taxes on all taxable property within
its corporate boundaries to pay such principal and interest as the same become due in the event
and to the extent that the net revenues derived from the users of the System are not sufficient to
make such payment. The ability of the County to raise funds to pay such amounts is subject to
applicable constitutional and statutory limitations on the taxing power of the County. Nothing in
this section 11 shall preclude the County from issuing revenue bonds pursuant to Act 94, Public
Acts of Michigan, 1933, as amended, or additional bonds pursuant to Act 34 to pay the costs of
further improvements to the System and pledging the net revenues derived from the users of the
System for the payment of such bonds on a parity basis with the Prior Bonds and the Bonds.
12. ESTIMATES OF PERIOD OF USEFULNESS AND COST. The estimated period of usefulness of
the Project is hereby determined to be not less than thirty (30) years and upwards, and the plans
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for and estimated cost of the Project in the amount of $5,500,000 are hereby approved and
adopted.
13. EXCHANGE AND TRANSFER OF BONDS. Any Bond, at the option of the registered owner
thereof and upon surrender thereof to the bond registrar and paying agent with a written
instrument of transfer satisfactory to the bond registrar and paying agent duly executed by the
registered owner or his duly authorized attorney, may be exchanged for Bonds of any other
authorized denominations of the same aggregate principal amount and maturity date and bearing
the same rate of interest as the surrendered Bond.
Each Bond shall be transferable only upon the books of the County, which shall be kept for that
purpose by the bond registrar and paying agent, upon surrender of such Bond together with a
written instrument of transfer satisfactory to the bond registrar and paying agent duly executed by
the registered owner or his duly authorized attorney.
Upon the exchange or transfer of any Bond, the bond registrar and paying agent on behalf of the
County shall cancel the surrendered Bond and shall authenticate and deliver to the transferee a
new Bond or Bonds of any authorized denomination of the same aggregate principal amount and
maturity date and bearing the same rate of interest as the surrendered Bond. If, at the time the
bond registrar and paying agent authenticates and delivers a new Bond pursuant to this section,
payment of interest on the Bond is in default, the bond registrar and paying agent shall endorse
upon the new Bond the following: "Payment of interest on this bond is in default. The last date to
which interest has been paid is [insert applicable date]."
The County and the bond registrar and paying agent may deem and treat the person in whose
name any Bond shall be registered upon the books of the County as the absolute owner of such
Bond, whether such Bond shall be overdue or not, for the purpose of receiving payment of the
principal of and interest on such Bond and for all other purposes, and all payments made to any
such registered owner, or upon his order, in accordance with the provisions of section 3 of this
Resolution shall be valid and effectual to satisfy and discharge the liability upon such Bond to the
extent of the sum or sums so paid, and neither the County nor the bond registrar and paying
agent shall be affected by any notice to the contrary. The County agrees to indemnify and save
the bond registrar and paying agent harmless from and against any and all loss, cost, charge,
expense, judgment or liability incurred by it, acting in good faith and without negligence hereunder,
in so treating such registered owner.
For every exchange or transfer of Bonds, the County or the bond registrar and paying agent may
make a charge sufficient to reimburse it for any tax, fee or other governmental charge required to
be paid with respect to such exchange or transfer, which sum or sums shall be paid by the person
requesting such exchange or transfer as a condition precedent to the exercise of the privilege of
making such exchange or transfer.
The bond registrar and paying agent shall not be required to transfer or exchange Bonds or
portions of Bonds which have been selected for redemption.
14. TAX COVENANT. The County covenants to comply with all requirements of the Internal Revenue
Code of 1986, as amended (the "Code") necessary to assure that the interest on the Bonds will be
and will remain excludable from gross income for federal income tax purposes. The County
Agency, the County Treasurer, the County Clerk and other appropriate County officials are
authorized to do all things necessary to assure that the interest on the Bonds will be and will
remain excludable from gross income for federal income tax purposes,
15. DEFEASANCE. In the event cash or direct obligations of the United States or obligations the
principal of and interest on which are guaranteed by the United States, or a combination thereof,
the principal of and interest on which, without reinvestment, come due at times and in amounts
sufficient to pay, at maturity or irrevocable call for earlier optional redemption, the principal of and
interest on a series of the Bonds, shall have been deposited in trust, this Resolution shall be
defeased and the owners of such series of Bonds shall have no further rights under this
Resolution except to receive payment of the principal of and interest on such series of Bonds from
the cash or securities deposited in trust and the interest and gains thereon and to transfer and
exchange such series of Bonds as provided herein.
16. REPLACEMENT OF BONDS. Upon receipt by the County Treasurer of proof of ownership of an
unmatured Bond, of satisfactory evidence that the Bond has been lost, apparently destroyed or
wrongfully taken and of security or indemnity which complies with applicable law and is
satisfactory to the County Treasurer, the County Treasurer may authorize the bond registrar and
paying agent to deliver a new executed Bond to replace the Bond lost, apparently destroyed or
wrongfully taken in compliance with applicable law. In the event an outstanding matured Bond is
lost, apparently destroyed or wrongfully taken, the County Treasurer may authorize the bond
registrar and paying agent to pay the Bond without presentation upon the receipt of the same
documentation required for the delivery of a replacement Bond. The Bond registrar and paying
agent, for each new Bond delivered or paid without presentation as provided above, shall require
the payment of expenses, including counsel fees, which may be incurred by the bond registrar
and paying agent and the County in the premises. Any Bond delivered pursuant the provisions of
this section in lieu of any Bond lost, apparently destroyed or wrongfully taken shall be of the same
form and tenor and be secured in the same manner as the Bond in substitution for which such
bond was delivered.
17. APPROVAL OF MICHIGAN DEPARTMENT OF TREASURY—EXCEPTION FROM PRIOR
APPROVAL. The issuance and sale of the Bonds shall be subject to the County obtaining
qualified status or prior approval from the Department of Treasury of the State of Michigan
pursuant to Act 34, Public Acts of Michigan, 2001, as amended ("Act 34"), and, if necessary, the
County Treasurer and County Agency are each hereby authorized and directed to make
application to the Department of Treasury for approval to issue and sell the Bonds as provided by
the terms of this Resolution and by Act 34. The County Treasurer and County Agency are
authorized to pay any filing fees required in connection with obtaining qualified status or prior
approval from the Department of Treasury. The County Treasurer and County Agency are further
authorized to request such waivers of the requirements of the Department of Treasury or Act 34
as necessary or desirable in connection with the sale of the Bonds.
18. CONFLICTING RESOLUTIONS. All resolutions and parts of resolutions, insofar as they are in
conflict herewith, are rescinded.
Chairperson, on behalf of the Planning & Building Committee, I move adoption of the foregoing resolution.
PLANNING & BUILDING COMMITTEE
Form DC-001
OAKLAND COUNTY
WATER RESOURCES COMMISSIONER MEMORANDUM
TO: Phil Weipert, Chairperson
Planning and Building Committee
FROM: Sid Lockhart, P.E,
Chief Engineer
SUBJECT: Intent to Issue Bonds for City of Pontiac Water Supply System Improvement
State Drinking Water Revolving Fund Loan Program
DATE: July 1, 2016
Enclosed is a proposed resolution for Oakland County to issue up to $6,000,000 of bonds through the State
Drinking Water Revolving Fund Loan Program (DWRF) using Public Act 34 of 2001, as amended. The DWRF
bonds will have an interest rate of 2.5 percent with a 20-year term. The DWRF bonds also include principal
forgiveness of approximately $1,000,000.
The bonds will be used to fund water meter replacements in the City of Pontiac. This will assure proper billing of
water used throughout the city. in turn, this work will allow for improved revenue control that will be utilized to
make, water system improvements that are desperately needed for the City of Pontiac's water infrastructure that
the County of Oakland owns and operates through the Water Resources Commissioner's Office.
This will be Phase II of the project that includes replacement of approximately 12,000 water meters that will collect
and convey billing information and other meter data through a wireless communication system. This project, along
with Phase] that was approved last year, will complete all city-wide residential water meter replacements. Please
refer to the attached map showing the proposed project area. This portion of the work is scheduled to start later
this year and will take approximately 24 months to complete.
We request that this matter be placed on the July 12, 2016 Planning and Building Committee Agenda. Our intent
is to present the matter to the Finance Committee on August 11, 2016 and receive approval from the full Board of
Commissioners on August 18, 2016. Steve Korth and I will attend these meetings to answer any questions.
Thank you for your assistance.
1,-,14A
Sid Lockhart, P.E.
Chief Engineer
c: Michael Gingell, Chairperson, Oakland County Board of Commissioners
Thomas Middleton, Chairperson, Finance Committee
James VerPloeg, Administrative Director
JIM NASH
OAKLAND COUNTY WATER RESOURCES COMMISSIONER
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Resolution #16178 July 20, 2016
Commissioner Middleton, Acting Chairperson referred the resolution to the Finance Committee. There
were no objections.
FISCAL NOTE (MISC. #16178) August 18, 2016
BY: Finance Committee, Tom Middleton, Chairperson
IN RE: WATER RESOURCES COMMISSIONER — RESOLUTION TO AUTHORIZE OAKLAND
COUNTY DWRF CITY OF PONTIAC WATER SUPPLY SYSTEM BONDS
To the Oakland County Board of Commissioners
Chairperson, Ladies and Gentlemen:
Pursuant to Rule XII-C of this Board, the Finance Committee has reviewed the above referenced
resolution and finds:
1. The resolution authorizes Drinking Water Revolving Fund (DWRF) Bonds to be sold to
pay for Phase II of the County's City of Pontiac Water Meter Rehabilitation Program.
2. The Bonds will be used to reimburse for expenditures that includes replacement of
approximately 12,000 water meters to collect billing and other meter data through a
wireless communication system estimated to have a 30 year and upward useful life.
3. The County Water Resources Commissioner, acting as County Agency for the County,
will aggregate the principal amount to sell the Bonds in one or more series not to exceed
$6,000,000 as authorized by Act 34, Public Acts of Michigan, 2001, as amended.
4. The DWRF Bonds are being sold to the State Drinking Water Revolving Fund Loan
Program in a private negotiated sale to the Michigan Finance Authority as authorized by
Act 227, Public Acts of Michigan, 1985, as amended, in order to utilize proceeds of the
State of Michigan Drinking Water Revolving Fund.
5. The DWRF Bonds shall bear an interest rate not to exceed 3% per annum, shall be
subject to redemption prior to maturity and the final maturity shall not be more than 30
years after the date the Bonds are delivered to the initial purchaser.
6. The County of Oakland will pledge their full faith and credit for the prompt payment of
principal and interest on the DWRF Bonds.
7. The statutory limit for County debt is $6,508,485,111 (10% of State Equalized Value). As
of August 2, 2016, the total pledged debt is $704,623,864 or approximately 1.08262% of
the State Equalized Value.
8. The user fees from the City of Pontiac Water Supply System will pay for the principal and
interest on the Bonds.
9. No County general funds shall be appropriated to this Project.
FINANCE COMMITTEE VOTE:
Motion carried unanimously on a roll call vote.
I HEREBY AP ROV
Resolution #16178 August 18, 2016
Moved by Fleming supported by Quarles the resolutions (with fiscal notes attached) on the Consent
Agenda be adopted (with accompanying reports being accepted).
AYES: Dwyer, Fleming, Gingell, Hoffman, Jackson, Kochenderfer, Kowall, Long, McGillivray,
Middleton, Quarles, Scott, Spisz, Taub, Weipert, Woodward, Zack, Bowman, Crawford. (19)
NAYS: None. (0)
A sufficient majority having voted in favor, the resolutions (with fiscal notes attached) on the Consent
Agenda were adopted (with accompanying reports being accepted).
PP/"
ESOLUTION
CHIEF DEPUTY COUNTY EXECUTIVE
ACTING PURSUANT TO MCL 45.559A (7)
STATE OF MICHIGAN)
COUNTY OF OAKLAND)
I, Lisa Brown, Clerk of the County of Oakland, do hereby certify that the foregoing resolution is a true and
accurate copy of a resolution adopted by the Oakland County Board of Commissioners on August 18,
2016, with the original record thereof now remaining in my office.
In Testimony Whereof, I have hereunto set my hand and affixed the seal of the County of Oakland at
Pontiac, Michigan this 18th day of August, 2016.
Lisa Brown, Oakland County