HomeMy WebLinkAboutReports - 2019.05.16 - 31320PORTFOLIO
MONITORING REVIEW
______________________
May 2019
Short Form Summary
OAKLAND COUNTY
EMPLOYEES’ RETIREMENT SYSTEM
We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of April 12,
2019 to May 1,2019.Information contained in this report is based upon the March 31,2019 data,which is the latest available
from Northern Trust.We will continue to monitor these cases for any developments that could impact OCERS,including
settlements.
2019 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation
Coty Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Care.com, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
TCF Financial Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available.
SunTrust Banks, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
GTx, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Zogenix, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Bright View Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Teligent, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Taronis Technologies No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Eventbrite, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Bemis Company, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Ampliphi Biosciences Corp.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Whitestone REIT No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Fusion Connenct, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Apple Inc.No PSLRA recognized losses.
OCERS held 12,100 shares at the end of the Class Period at an average cost
of $122.26 per share, but made no purchases during the Class Period.
Therefore, there were no PSLRA losses and no action was recommended.
SunCoke Energy Partners, L.P.Unknown at this time.Will continue to monitor as portfolio data becomes available.
APYX Medical Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available.
Nokia Corporation: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Sprint Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available.
WABCO Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Indivior PLC: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available.
2019 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation
Boston Scientific Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available.
Nightstar Therapeutics PLC Unknown at this time.Will continue to monitor as portfolio data becomes available.
Worldpay, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Papa Murphys Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
KushCo Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
TIER REIT, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Mellanox Technologies, Ltd.Unknown at this time.Will continue to monitor as portfolio data becomes available.
2019 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation
2019 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation