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HomeMy WebLinkAboutReports - 2019.06.20 - 32049PORTFOLIO MONITORING REVIEW ______________________ June 2019 Short Form Summary OAKLAND COUNTY EMPLOYEES’ RETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of May 1, 2019 to June 7,2019.Information contained in this report is based upon the April 30,2019 data,which is the latest available from Northern Trust.We will continue to monitor these cases for any developments that could impact OCERS,including settlements. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Coty Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Care.com, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. TCF Financial Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. SunTrust Banks, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. GTx, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Zogenix, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Bemis Company, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Ampliphi Biosciences Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Fusion Connect, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. SunCoke Energy Partners, L.P.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. APYX Medical Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. KushCo Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Sprint Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. WABCO Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Indivior PLC: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Boston Scientific Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Nightstar Therapeutics PLC No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Worldpay, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Papa Murphys Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Mellanox Technologies, Ltd.Unknown at this time.Will continue to monitor as portfolio data becomes available. TIER REIT, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. HFF, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. WellCare Health Plans, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Nabriva Therapeutics plc No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Quantenna Communications, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Equity Bancshares, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Revlon, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Jumia Technologies AG: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available. Advanced Disposal Services, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Momo Inc.:ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Intersect ENT, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Dynagas LNG Partners LP No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. AAC Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. The Key W Holding Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Lyft, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Global Brass and Copper Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. CBL & Associates Properties, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Smart & Final Stores, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Floor & Décor Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. RCI Hospitality Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. PriceSmart, Inc No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Livent Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Hecla Mining Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Virginia Partners Bank Unknown at this time.Will continue to monitor as portfolio data becomes available. Bloom Energy Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. AO Smith Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Metro Bank PLC Unknown at this time.Will continue to monitor as portfolio data becomes available. Community Health Systems, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Aquantia Corp.Unknown at this time.Will continue to monitor as portfolio data becomes available. Heron Therapeutics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Babcock & Wilcox Enterprises, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Aratana Therapeutics, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. HomeFed Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Beazer Homes USA, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. AmeriGas Partners, L.P. Unknown at this time.Will continue to monitor as portfolio data becomes available. Intermolecular, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Box, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Amber Road, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Zayo Group Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Ra Medical Systems, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Pyxux International, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Mammoth Energy Services Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Cloudera, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Ascena Retail Group, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation