HomeMy WebLinkAboutReports - 2019.07.03 - 32240Introduction to Opportunistic Credit
An Overview for Oakland County
July 17, 2019
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Defining Credit Classes
Credit strategies tend to fall into one of three categories –Performing,
Stressed, and Distressed.
Performing: Liquid securities trading at a fair value based on the characteristics of
the security (coupon, credit risk, maturity, and other factors). This segment includes
investment grade and below investment grades securities.
Stressed: Semi-liquid securities trading at below fair value based on the
characteristics of the security (coupon, credit risk, maturity, and other factors). These
securities trade at a discount (~10% to 30%) due to a number of issues –market
factors (i.e. market panic) , industry factors (i.e. drop in oil prices), or company factors
(i.e. poor sales). This segment is predominately below investment grades securities.
These securities will gravitate to Performing or Distressed over time. Investment
strategies in this category generally involve months to years to unlock value.
Distressed: Illiquid securities trading at below fair value based on the characteristics
of the security (coupon, credit risk, maturity, and other factors). These securities
trade at deep discounts (~30% to 90%) due to a company specific issues –potential
bankruptcy or in the process of corporate restructuring. Investment strategies in this
category generally involve years to unlock value.
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Introduction to Opportunistic Credit
Opportunistic Credit offers investors exposure to a broad range of
investment opportunities, including bonds, loans, convertibles, real
estate debt, emerging market debt, collateralized securities (CLOs,
CMOs…) and/or other fixed income related securities. These strategies
assume additional risks in the pursuit of potentially higher returns.
Credit Risk: The risk of loss resulting from the borrower’s failure to repay
the loan’s interest and/or principal.
Interest Rate Risk: The risk of loss resulting from a change in interest rates.
Liquidity Risk: The risk of loss resulting from the lack of a market in the
security.
Market Risk: The risk of loss resulting from a decline in the overall market.
Opportunistic Credit managers attempt to reduce risk concentrations
through diversification –investing across asset classes, industries,
companies, geographic regions, and other risk factors.
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Introduction to Opportunistic Credit
Opportunistic Credit managers attempt to utilize their investment
experience to generate strong risk-adjusted returns. The managers tend
to exploit market inefficiencies to generate their returns.
Credit Strategies: Managers purchase fixed income securities of
companies selling at an attractive price to the market. Based on the
manager’s credit research, the company is expected to repay their
obligations (interest and principal).
Stressed Strategies: Managers purchase fixed income securities of
companies selling at a meaningful discount to the market due to
industry/company related issues. Based on the manager’s credit research,
the company is expected to repay their obligations (interest and principal).
Liquidity Strategies: Managers offer liquidity to fixed income market
participants at times of stress, purchasing securities at a discount and
holding them until the market returns to more “normal” conditions.
Opportunistic Credit tends to avoid distressed securities due to the length of time associated with the
investment/bankruptcy process.
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Introduction to Opportunistic Credit
Opportunistic Credit generally focuses on performing and stressed
securities, depending on the strategy and expertise of the portfolio
management team.
Geographical Diversification: May be U.S. focused or global.
Investment Horizon: Strategies focused on performing and stressed
securities will generally have a shorter “harvest” period than distressed
focused strategies.
Vehicle Structure/Term: Strategies focused on more liquid securities may
be offered in a commingled fund structure with limited liquidity (i.e. 25%
access each quarter). Strategies focused on more illiquid securities may be
offered in a limited partnership structure with no liquidity (i.e. proceeds from
security sales are distributed to the limited partners).
Fees: Typically asset-based fees are assessed; some strategies may also
charge a performance-based fee.