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HomeMy WebLinkAboutReports - 2019.09.19 - 32250Northern Trust Table of Contents Class Action Event Summary by Event Status Class Action Event Summary by Event Name Class Action Event Detail by Event Name Class Action Filed Activity by Event Name Class Action Activity Detail by Event Name Class Action Filed Activity by Event Status Class Action Proceeds Received Report Class Action Event Detail by Event Status Class Action Activity Detail by Event Status Class Action Proceeds by Class Class Action Proceeds by Account Class Action Tran Hist Non-Filed by Event Name 2 3 4 14 25 27 38 39 49 51 52 53 Class Action Services Page 1 of 1 u Class Action Event Summary by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AKERS BIOSCIENCES INC.12 May 17 31 Aug 18 09 Oct 19 18 Oct 19 18 Oct 1931 Jul 19NOTIFIED www.strategicclaims.net/akersSTRATEGIC CLAIMS AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 1931 Jul 19NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC ENDO INTERNATIONAL PLC (2017)04 Jun 15 13 Nov 18 14 Nov 19 30 Sep 19 30 Sep 1901 Aug 19NOTIFIED endointernationalsecuritiessettlemen.comAB DATA METLIFE, INC.03 Aug 10 06 Oct 11 16 Sep 19 06 Aug 19NOTIFIED notifications@gilardi.comGILARDI INFORMATIONAL ONLY PETROFAC LTD (UK) (MORGAN LEWIS BOCKIUS)11 May 17 06 Feb 19 27 Sep 1906 Aug 19NOTIFIED www.woodsfordlitigationfunding.comWOODSFORD LITIGATION FUNDING LTD INFORMATIONAL ONLY RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 1906 Aug 19NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. BLOUNT INTERNATIONAL INC. (D. OR.)04 Mar 16 12 Apr 16 12 Aug 19 19 Aug 19 19 Aug 1905 Aug 19FILED www.blountinternationalsettlement.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 1902 Aug 19FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION TEREX CORPORATION (D CONN.)19 Feb 08 12 May 09 13 Aug 19 03 Jul 19 03 Jul 1905 Aug 19FILED www.terexsecuritiessettlement.comGILARDI & CO. MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 1702 Aug 19DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP PIHSIANG ENERGY TECH CO LTD (TAIWAN)23 Mar 17 28 Mar 17 30 Aug 1906 Aug 19CLOSED www.sfipc.org.tw/mainweb/article.aspx?SFIPC Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 1905 Aug 19CLOSED sfipc@sfipc.org.twSFIPC Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 1 u Class Action Event Summary by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AKERS BIOSCIENCES INC.12 May 17 31 Aug 18 09 Oct 19 18 Oct 19 18 Oct 1931 Jul 19NOTIFIED www.strategicclaims.net/akersSTRATEGIC CLAIMS AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 1931 Jul 19NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC BLOUNT INTERNATIONAL INC. (D. OR.)04 Mar 16 12 Apr 16 12 Aug 19 19 Aug 19 19 Aug 1905 Aug 19FILED www.blountinternationalsettlement.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC ENDO INTERNATIONAL PLC (2017)04 Jun 15 13 Nov 18 14 Nov 19 30 Sep 19 30 Sep 1901 Aug 19NOTIFIED endointernationalsecuritiessettlemen.comAB DATA MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 1702 Aug 19DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP METLIFE, INC.03 Aug 10 06 Oct 11 16 Sep 19 06 Aug 19NOTIFIED notifications@gilardi.comGILARDI INFORMATIONAL ONLY PETROFAC LTD (UK) (MORGAN LEWIS BOCKIUS)11 May 17 06 Feb 19 27 Sep 1906 Aug 19NOTIFIED www.woodsfordlitigationfunding.comWOODSFORD LITIGATION FUNDING LTD INFORMATIONAL ONLY PIHSIANG ENERGY TECH CO LTD (TAIWAN)23 Mar 17 28 Mar 17 30 Aug 1906 Aug 19CLOSED www.sfipc.org.tw/mainweb/article.aspx?SFIPC RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 1906 Aug 19NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 1902 Aug 19FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION TEREX CORPORATION (D CONN.)19 Feb 08 12 May 09 13 Aug 19 03 Jul 19 03 Jul 1905 Aug 19FILED www.terexsecuritiessettlement.comGILARDI & CO. Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 1905 Aug 19CLOSED sfipc@sfipc.org.twSFIPC Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AKERS BIOSCIENCES INC.12 May 17 31 Aug 18 09 Oct 19 18 Oct 19 18 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.strategicclaims.net/akersSTRATEGIC CLAIMS SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM BGLCYM6 SEDOL 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS BGLCYP9 SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM STK NPV B39KWQ1 ISIN 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS US00973E1029 CUSIP 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM NEW 00973E300 SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM STK NPV 3163331 ISIN 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM NEW US00973E3009 CUSIP 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS 00973E102 AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC SEDOL 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM B17NBB6 Class Action Services Page 2 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC ISIN 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM US03063G1022 ISIN 08 Sep 09 02 Sep 10 #REORG/TREND TECHNOLOGY CORP COM-NAME US89486Y1010 CUSIP 08 Sep 09 02 Sep 10 #REORG/TREND TECHNOLOGY CORP COM-NAME 89486Y101 CUSIP 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM 03063G102 BLOUNT INTERNATIONAL INC. (D. OR.)04 Mar 16 12 Apr 16 12 Aug 19 19 Aug 19 19 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.blountinternationalsettlement.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC SEDOL 04 Mar 16 12 Apr 16 BLOUNT INTL INC NEW COM B1HK7D1 ISIN 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR US0951801051 SEDOL 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR 2484914 CUSIP 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR 095180105 Class Action Services Page 3 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ ENDO INTERNATIONAL PLC (2017)04 Jun 15 13 Nov 18 14 Nov 19 30 Sep 19 30 Sep 19 Security ID Type Security ID Class Start Class End 01 Aug 19 Specific Holding NOTIFIED endointernationalsecuritiessettlemen.comAB DATA ISIN 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL PLC COM USD0.0001 IE00BJ3V9050 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BFWMT01 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BF29N33 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM USD0.0001 BJ3VJ27 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM STK BJ3V905 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL PLC COM USD0.0001 BKF21M9 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BK6WN22 CUSIP 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM STK G30401106 MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 17 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 04BHZLM99 Class Action Services Page 4 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 17 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP ISIN 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 04CA56501R1064 CUSIP 23 Jan 04 25 Jul 17 01 Apr 0456501R957 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 046175786 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 046177997 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 042492519 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 042492520 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 045821314 CUSIP 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 0456501R106 METLIFE, INC.03 Aug 10 06 Oct 11 16 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED notifications@gilardi.comGILARDI INFORMATIONAL ONLY SEDOL 03 Aug 10 06 Oct 11 METLIFE INC COM 5949841 Class Action Services Page 5 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ METLIFE, INC.03 Aug 10 06 Oct 11 16 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED notifications@gilardi.comGILARDI INFORMATIONAL ONLY ISIN 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM US59156R1086 SEDOL 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM 2573209 CUSIP 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM 59156R108 PETROFAC LTD (UK) (MORGAN LEWIS BOCKIUS)11 May 17 06 Feb 19 27 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.woodsfordlitigationfunding.comWOODSFORD LITIGATION FUNDING LTDINFORMATIONAL ONLY CUSIP 11 May 17 06 Feb 19 CLASS ACTIONS (DELISTED/VAR CUSIPS) 24 May 17181994104 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17BYVZ5Z1 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B0H2K53 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B0LWHB4 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B11B6G6 ISIN 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17GB00B0H2K534 Class Action Services Page 6 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ PETROFAC LTD (UK) (MORGAN LEWIS BOCKIUS)11 May 17 06 Feb 19 27 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.woodsfordlitigationfunding.comWOODSFORD LITIGATION FUNDING LTDINFORMATIONAL ONLY CINS 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17G7052T101 ISIN 11 May 17 24 May 17 USG7052T1019 PIHSIANG ENERGY TECH CO LTD (TAIWAN)23 Mar 17 28 Mar 17 30 Aug 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding CLOSED www.sfipc.org.tw/mainweb/article.aspx?SFIPC SEDOL 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 BYNQKF7 ISIN 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 TW0006551005 CINS 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 Y6978F104 CUSIP 23 Mar 17 28 Mar 17 CLASS ACTIONS (DELISTED/VAR CUSIPS) 181994104 RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. Class Action Services Page 7 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. CUSIP 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R 760112102 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM NEW BYXMWS2 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM NEW BYXTPX9 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM B3FHLM5 ISIN 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R US7601121020 ISIN 14 Mar 16 05 Jul 17 RENTECH INC COM NEW US7601122010 SEDOL 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R 2750756 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM 5949261 CUSIP 14 Mar 16 05 Jul 17 RENTECH INC COM NEW 760112201 STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Class Action Services Page 8 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION CUSIP 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 858912108 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM BJ05450 SEDOL 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE BYNFV06 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM B1BTVY3 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM B6ZJ7Q8 ISIN 06 Feb 13 22 May 18 FR0000070773 ISIN 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 US8589121081 ISIN 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE US8589122071 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM 2860826 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 4164010 CUSIP 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE 858912207 Class Action Services Page 9 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ TEREX CORPORATION (D CONN.)19 Feb 08 12 May 09 13 Aug 19 03 Jul 19 03 Jul 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.terexsecuritiessettlement.comGILARDI & CO. ISIN 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09US8807791038 SEDOL 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09B012RF8 SEDOL 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 092884224 CUSIP 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09880779400 CUSIP 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09880779103 Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding CLOSED sfipc@sfipc.org.twSFIPC SEDOL 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 B3NT6Q2 ISIN 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 TW0001339000 ISIN 30 Oct 14 29 Jan 15 USY9751C1081 CINS 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 Y9751C108 Class Action Services Page 10 of 10 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding CLOSED sfipc@sfipc.org.twSFIPC CUSIP 30 Oct 14 29 Jan 15 CLASS ACTIONS (DELISTED/VAR CUSIPS) 181994104 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625871 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 01 Aug 14 RECEIPT 1,800.00 0.000000 0.00 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 14 SALE -75.00 123.447200 9,258.54 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 03 Nov 14 SALE -100.00 126.547200 12,654.72 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 11 Feb 15 PURCHASE 100.00 131.174000 -13,117.40 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 02 Jun 15 SALE -100.00 137.082900 13,708.29 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 15 Jun 15 PURCHASE 25.00 134.041600 -3,351.04 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 15 Jul 15 SALE -100.00 135.175300 13,517.53 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 16 Jul 15 SALE -50.00 140.057200 7,002.86 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 22 Jul 15 PURCHASE 75.00 133.377733 -10,003.33 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 09 Sep 15 PURCHASE 25.00 137.514800 -3,437.87 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 16 Sep 15 PURCHASE 100.00 136.947200 -13,694.72 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -100.00 119.727700 11,972.77 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -500.00 118.844400 59,422.20 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -1,100.00 117.597027 129,356.73 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 OAK ERS - TIMES SQUARE 2625872 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 ZZOAK ERS - MUNDER CAPITAL Class Action Services Page 2 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625872 858912108 CUSIP 01 Aug 14 RECEIPT 2,150.00 0.000000 0.00 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 Aug 14 SALE -325.00 119.981323 38,993.93 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 Aug 14 SALE -25.00 118.952000 2,973.80 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Aug 14 SALE -100.00 119.026300 11,902.63 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Aug 14 SALE -25.00 118.932000 2,973.30 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 May 15 SALE -325.00 138.777415 45,102.66 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Oct 15 PURCHASE 50.00 121.790000 -6,089.50 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 29 Oct 15 PURCHASE 25.00 122.762000 -3,069.05 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 Apr 16 SALE -25.00 122.788800 3,069.72 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 Apr 16 SALE -50.00 123.277000 6,163.85 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Apr 16 SALE -225.00 122.538978 27,571.27 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Apr 16 SALE -25.00 122.902400 3,072.56 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Apr 16 SALE -250.00 122.585440 30,646.36 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Apr 16 SALE -50.00 122.252200 6,112.61 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 May 16 PURCHASE 100.00 97.898900 -9,789.89 USD ZZOAK ERS - MUNDER CAPITAL Class Action Services Page 3 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625872 858912108 CUSIP 02 Aug 16 SALE -125.00 87.864560 10,983.07 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 02 Aug 16 SALE -600.00 88.029967 52,817.98 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 03 Aug 16 SALE -175.00 87.498629 15,312.26 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 ZZOAK ERS - MUNDER CAPITAL 2625873 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 80.00 90.218500 -7,217.48 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 8.00 90.218750 -721.75 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 163.00 89.164724 -14,533.85 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 17.00 89.164706 -1,515.80 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 191.00 88.453403 -16,894.60 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 21.00 88.453333 -1,857.52 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 6.00 87.073333 -522.44 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 16 PURCHASE 70.00 88.203571 -6,174.25 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 127.00 90.068819 -11,438.74 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 11.00 89.628182 -985.91 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 87.00 89.506552 -7,787.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 211.00 90.303602 -19,054.06 USD OAK ERS - T.ROWE PRICE Class Action Services Page 4 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 15.00 89.810000 -1,347.15 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 20.00 89.870000 -1,797.40 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 53.00 89.960000 -4,767.88 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 25 Aug 16 PURCHASE 59.00 84.510000 -4,986.09 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 25 Aug 16 PURCHASE 434.00 84.500599 -36,673.26 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 26 Aug 16 PURCHASE 129.00 85.180930 -10,988.34 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 13 Sep 16 PURCHASE 408.00 82.337598 -33,593.74 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 20 Oct 16 PURCHASE 189.00 74.418201 -14,065.04 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 20 Oct 16 PURCHASE 273.00 74.516007 -20,342.87 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Jan 17 SALE -100.00 76.290800 7,629.08 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 13 Feb 17 PURCHASE 217.00 77.776313 -16,877.46 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 14 Feb 17 PURCHASE 127.00 78.026378 -9,909.35 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 24 Feb 17 SALE -200.00 82.920650 16,584.13 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 26 May 17 SALE -100.00 82.390700 8,239.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Jul 17 SALE -100.00 76.550700 7,655.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 74.00 81.355000 -6,020.27 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 5.00 81.446000 -407.23 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 39.00 80.453333 -3,137.68 USD OAK ERS - T.ROWE PRICE Class Action Services Page 5 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 20.00 82.492500 -1,649.85 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 250.00 82.308120 -20,577.03 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 17 PURCHASE 438.00 79.768904 -34,938.78 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 17 PURCHASE 164.00 78.887622 -12,937.57 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Oct 17 PURCHASE 25.00 70.958800 -1,773.97 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Oct 17 PURCHASE 570.00 70.508193 -40,189.67 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 120.00 70.441917 -8,453.03 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 15.00 70.802667 -1,062.04 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 58.00 70.845000 -4,109.01 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 53.00 70.415094 -3,732.00 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 86.00 70.775000 -6,086.65 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 89.00 70.611348 -6,284.41 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 31 Oct 17 PURCHASE 71.00 71.017324 -5,042.23 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 28 Mar 18 SALE -400.00 58.741125 23,496.45 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 22 May 18 CLSHOLD1 4,093.00 0.000000 0.00 OAK ERS - T.ROWE PRICE 2625989 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 01 Aug 14 RECEIPT 3,100.00 0.000000 0.00 USD OAK VEBA - TIMES SQUARE Class Action Services Page 6 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625989 858912108 CUSIP 22 Aug 14 SALE -300.00 120.247333 36,074.20 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 23 Oct 14 SALE -150.00 123.447267 18,517.09 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 03 Nov 14 SALE -100.00 126.547200 12,654.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 11 Feb 15 PURCHASE 100.00 131.174000 -13,117.40 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 02 Jun 15 SALE -100.00 137.082900 13,708.29 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 02 Jun 15 SALE -100.00 136.872400 13,687.24 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 12 Jun 15 PURCHASE 50.00 136.225200 -6,811.26 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 15 Jun 15 PURCHASE 50.00 134.041600 -6,702.08 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 15 Jul 15 SALE -175.00 135.175314 23,655.68 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 16 Jul 15 SALE -100.00 140.057200 14,005.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 22 Jul 15 PURCHASE 100.00 133.671200 -13,367.12 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 09 Sep 15 PURCHASE 125.00 137.514720 -17,189.34 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 16 Sep 15 PURCHASE 100.00 136.947200 -13,694.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 24 Sep 15 SALE -300.00 138.467433 41,540.23 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 23 Oct 15 SALE -1,600.00 117.597031 188,155.25 USD OAK VEBA - TIMES SQUARE Class Action Services Page 7 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625989 858912108 CUSIP 23 Oct 15 SALE -700.00 118.844400 83,191.08 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 OAK VEBA - TIMES SQUARE 2625997 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 01 Aug 14 RECEIPT 2,825.00 0.000000 0.00 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Aug 14 SALE -25.00 118.952000 2,973.80 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Aug 14 SALE -175.00 119.026286 20,829.60 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Aug 14 SALE -25.00 118.932000 2,973.30 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 20 Feb 15 SALE -275.00 133.877527 36,816.32 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Oct 15 PURCHASE 50.00 121.790000 -6,089.50 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 29 Oct 15 PURCHASE 25.00 122.762000 -3,069.05 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 24 Mar 16 PURCHASE 225.00 124.098311 -27,922.12 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Apr 16 SALE -150.00 123.277000 18,491.55 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Apr 16 SALE -75.00 122.788933 9,209.17 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Apr 16 SALE -375.00 122.539013 45,952.13 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Apr 16 SALE -25.00 122.902400 3,072.56 USD ZZOAK VEBA - MUNDER CAPITAL Class Action Services Page 8 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625997 858912108 CUSIP 27 Apr 16 SALE -75.00 122.252400 9,168.93 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Apr 16 SALE -425.00 122.585412 52,098.80 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 May 16 PURCHASE 50.00 97.899000 -4,894.95 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 02 Aug 16 SALE -200.00 87.864550 17,572.91 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 02 Aug 16 SALE -1,050.00 88.029981 92,431.48 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 03 Aug 16 SALE -300.00 87.498600 26,249.58 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 ZZOAK VEBA - MUNDER CAPITAL 2626004 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 246.00 89.164715 -21,934.52 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 12.00 90.218333 -1,082.62 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 27.00 89.164815 -2,407.45 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 119.00 90.218487 -10,736.00 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 29.00 88.453448 -2,565.15 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 282.00 88.453404 -24,943.86 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 10.00 87.073000 -870.73 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 9 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 1.00 87.070000 -87.07 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 16 PURCHASE 105.00 88.203524 -9,261.37 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 16.00 89.628125 -1,434.05 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 23.00 89.810000 -2,065.63 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 317.00 90.303596 -28,626.24 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 187.00 90.068824 -16,842.87 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 28.00 89.870000 -2,516.36 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 131.00 89.506565 -11,725.36 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 81.00 89.960000 -7,286.76 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 25 Aug 16 PURCHASE 648.00 84.500602 -54,756.39 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 25 Aug 16 PURCHASE 89.00 84.510000 -7,521.39 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 26 Aug 16 PURCHASE 192.00 85.180885 -16,354.73 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 13 Sep 16 PURCHASE 609.00 82.337603 -50,143.60 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 20 Oct 16 PURCHASE 283.00 74.418198 -21,060.35 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 20 Oct 16 PURCHASE 408.00 74.516005 -30,402.53 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 10 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 30 Jan 17 SALE -100.00 76.290800 7,629.08 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 13 Feb 17 PURCHASE 354.00 77.776299 -27,532.81 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 14 Feb 17 PURCHASE 208.00 78.026394 -16,229.49 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 24 Feb 17 SALE -100.00 82.920600 8,292.06 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 26 May 17 SALE -100.00 82.390700 8,239.07 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 459.00 82.308105 -37,779.42 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 36.00 82.492500 -2,969.73 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 136.00 81.355000 -11,064.28 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 9.00 81.446667 -733.02 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 71.00 80.453380 -5,712.19 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 17 PURCHASE 302.00 78.887616 -23,824.06 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 17 PURCHASE 805.00 79.768894 -64,213.96 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Sep 17 SALE -200.00 71.890800 14,378.16 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Oct 17 PURCHASE 432.00 70.508194 -30,459.54 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Oct 17 PURCHASE 19.00 70.958947 -1,348.22 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 11 of 11 u Class Action Filed Activity by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 44.00 70.845000 -3,117.18 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 11.00 70.802727 -778.83 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 65.00 70.775077 -4,600.38 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 91.00 70.441868 -6,410.21 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 68.00 70.611324 -4,801.57 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 40.00 70.415000 -2,816.60 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 31 Oct 17 PURCHASE 53.00 71.017358 -3,763.92 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 28 Mar 18 SALE -300.00 58.741133 17,622.34 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 22 May 18 CLSHOLD1 6,246.00 0.000000 0.00 OAK VEBA - T.ROWE PRICE Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 2 u Class Action Activity Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Filing Deadline Objection/ Exclusion Deadline Claims Admin Name Web Address ENDO INTERNATIONAL PLC (2017)NOTIFIED 01 Aug 19 04 Jun 15 13 Nov 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 14 Nov 19 30 Sep 19 30 Sep 19 AB Data endointernationalsecuritiessettlemen. com Amount 2625871 01 Aug 19 TO BE FILED OAK ERS - TIMES SQUARE 2625904 01 Aug 19 TO BE FILED ZZOAK ERS - SEIZERT CAPITAL 2625989 01 Aug 19 TO BE FILED OAK VEBA - TIMES SQUARE 2626039 01 Aug 19 TO BE FILED ZZOAK VEBA - SEIZERT CAPITAL STERICYCLE, INC FILED 02 Aug 19 06 Feb 13 22 May 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 07 Aug 19 01 Jul 19 01 Jul 19 JND Legal Administration www.stericyclesecuritieslitigation.c om Amount 2625871 02 Aug 19 FILED OAK ERS - TIMES SQUARE 2625872 02 Aug 19 FILED ZZOAK ERS - MUNDER CAPITAL 2625873 02 Aug 19 FILED OAK ERS - T.ROWE PRICE 2625989 02 Aug 19 FILED OAK VEBA - TIMES SQUARE Class Action Services Page 2 of 2 u Class Action Activity Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Filing Deadline Objection/ Exclusion Deadline Claims Admin Name Web Address STERICYCLE, INC FILED 02 Aug 19 06 Feb 13 22 May 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 07 Aug 19 01 Jul 19 01 Jul 19 JND Legal Administration www.stericyclesecuritieslitigation.c om Amount 2625997 02 Aug 19 FILED ZZOAK VEBA - MUNDER CAPITAL 2626004 02 Aug 19 FILED OAK VEBA - T.ROWE PRICE Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625871 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 01 Aug 14 RECEIPT 1,800.00 0.000000 0.00 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 14 SALE -75.00 123.447200 9,258.54 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 03 Nov 14 SALE -100.00 126.547200 12,654.72 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 11 Feb 15 PURCHASE 100.00 131.174000 -13,117.40 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 02 Jun 15 SALE -100.00 137.082900 13,708.29 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 15 Jun 15 PURCHASE 25.00 134.041600 -3,351.04 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 15 Jul 15 SALE -100.00 135.175300 13,517.53 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 16 Jul 15 SALE -50.00 140.057200 7,002.86 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 22 Jul 15 PURCHASE 75.00 133.377733 -10,003.33 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 09 Sep 15 PURCHASE 25.00 137.514800 -3,437.87 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 16 Sep 15 PURCHASE 100.00 136.947200 -13,694.72 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -1,100.00 117.597027 129,356.73 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -500.00 118.844400 59,422.20 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 23 Oct 15 SALE -100.00 119.727700 11,972.77 USD OAK ERS - TIMES SQUARE 2625871 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 OAK ERS - TIMES SQUARE 2625872 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 01 Aug 14 RECEIPT 2,150.00 0.000000 0.00 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 Aug 14 SALE -325.00 119.981323 38,993.93 USD ZZOAK ERS - MUNDER CAPITAL Class Action Services Page 2 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625872 858912108 CUSIP 25 Aug 14 SALE -25.00 118.952000 2,973.80 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Aug 14 SALE -100.00 119.026300 11,902.63 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Aug 14 SALE -25.00 118.932000 2,973.30 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 May 15 SALE -325.00 138.777415 45,102.66 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Oct 15 PURCHASE 50.00 121.790000 -6,089.50 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 29 Oct 15 PURCHASE 25.00 122.762000 -3,069.05 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 Apr 16 SALE -50.00 123.277000 6,163.85 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 Apr 16 SALE -25.00 122.788800 3,069.72 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Apr 16 SALE -25.00 122.902400 3,072.56 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 26 Apr 16 SALE -225.00 122.538978 27,571.27 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Apr 16 SALE -50.00 122.252200 6,112.61 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 27 Apr 16 SALE -250.00 122.585440 30,646.36 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 25 May 16 PURCHASE 100.00 97.898900 -9,789.89 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 02 Aug 16 SALE -600.00 88.029967 52,817.98 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 02 Aug 16 SALE -125.00 87.864560 10,983.07 USD ZZOAK ERS - MUNDER CAPITAL Class Action Services Page 3 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625872 858912108 CUSIP 03 Aug 16 SALE -175.00 87.498629 15,312.26 USD ZZOAK ERS - MUNDER CAPITAL 2625872 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 ZZOAK ERS - MUNDER CAPITAL 2625873 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 6.00 87.073333 -522.44 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 21.00 88.453333 -1,857.52 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 191.00 88.453403 -16,894.60 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 17.00 89.164706 -1,515.80 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 163.00 89.164724 -14,533.85 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 8.00 90.218750 -721.75 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 29 Jul 16 PURCHASE 80.00 90.218500 -7,217.48 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 16 PURCHASE 70.00 88.203571 -6,174.25 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 53.00 89.960000 -4,767.88 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 20.00 89.870000 -1,797.40 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 15.00 89.810000 -1,347.15 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 211.00 90.303602 -19,054.06 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 87.00 89.506552 -7,787.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 11.00 89.628182 -985.91 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 05 Aug 16 PURCHASE 127.00 90.068819 -11,438.74 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 25 Aug 16 PURCHASE 434.00 84.500599 -36,673.26 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 25 Aug 16 PURCHASE 59.00 84.510000 -4,986.09 USD OAK ERS - T.ROWE PRICE Class Action Services Page 4 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625873 858912108 CUSIP 26 Aug 16 PURCHASE 129.00 85.180930 -10,988.34 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 13 Sep 16 PURCHASE 408.00 82.337598 -33,593.74 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 20 Oct 16 PURCHASE 273.00 74.516007 -20,342.87 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 20 Oct 16 PURCHASE 189.00 74.418201 -14,065.04 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Jan 17 SALE -100.00 76.290800 7,629.08 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 13 Feb 17 PURCHASE 217.00 77.776313 -16,877.46 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 14 Feb 17 PURCHASE 127.00 78.026378 -9,909.35 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 24 Feb 17 SALE -200.00 82.920650 16,584.13 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 26 May 17 SALE -100.00 82.390700 8,239.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Jul 17 SALE -100.00 76.550700 7,655.07 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 250.00 82.308120 -20,577.03 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 20.00 82.492500 -1,649.85 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 39.00 80.453333 -3,137.68 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 5.00 81.446000 -407.23 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 03 Aug 17 PURCHASE 74.00 81.355000 -6,020.27 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 17 PURCHASE 164.00 78.887622 -12,937.57 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 04 Aug 17 PURCHASE 438.00 79.768904 -34,938.78 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Oct 17 PURCHASE 570.00 70.508193 -40,189.67 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 27 Oct 17 PURCHASE 25.00 70.958800 -1,773.97 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 89.00 70.611348 -6,284.41 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 86.00 70.775000 -6,086.65 USD OAK ERS - T.ROWE PRICE Class Action Services Page 5 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 53.00 70.415094 -3,732.00 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 58.00 70.845000 -4,109.01 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 15.00 70.802667 -1,062.04 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 30 Oct 17 PURCHASE 120.00 70.441917 -8,453.03 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 31 Oct 17 PURCHASE 71.00 71.017324 -5,042.23 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 28 Mar 18 SALE -400.00 58.741125 23,496.45 USD OAK ERS - T.ROWE PRICE 2625873 858912108 CUSIP 22 May 18 CLSHOLD1 4,093.00 0.000000 0.00 OAK ERS - T.ROWE PRICE 2625989 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 01 Aug 14 RECEIPT 3,100.00 0.000000 0.00 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 22 Aug 14 SALE -300.00 120.247333 36,074.20 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 23 Oct 14 SALE -150.00 123.447267 18,517.09 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 03 Nov 14 SALE -100.00 126.547200 12,654.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 11 Feb 15 PURCHASE 100.00 131.174000 -13,117.40 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 02 Jun 15 SALE -100.00 136.872400 13,687.24 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 02 Jun 15 SALE -100.00 137.082900 13,708.29 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 12 Jun 15 PURCHASE 50.00 136.225200 -6,811.26 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 15 Jun 15 PURCHASE 50.00 134.041600 -6,702.08 USD OAK VEBA - TIMES SQUARE Class Action Services Page 6 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625989 858912108 CUSIP 15 Jul 15 SALE -175.00 135.175314 23,655.68 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 16 Jul 15 SALE -100.00 140.057200 14,005.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 22 Jul 15 PURCHASE 100.00 133.671200 -13,367.12 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 09 Sep 15 PURCHASE 125.00 137.514720 -17,189.34 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 16 Sep 15 PURCHASE 100.00 136.947200 -13,694.72 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 24 Sep 15 SALE -300.00 138.467433 41,540.23 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 23 Oct 15 SALE -700.00 118.844400 83,191.08 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 23 Oct 15 SALE -1,600.00 117.597031 188,155.25 USD OAK VEBA - TIMES SQUARE 2625989 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 OAK VEBA - TIMES SQUARE 2625997 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 01 Aug 14 RECEIPT 2,825.00 0.000000 0.00 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Aug 14 SALE -25.00 118.952000 2,973.80 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Aug 14 SALE -175.00 119.026286 20,829.60 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Aug 14 SALE -25.00 118.932000 2,973.30 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 20 Feb 15 SALE -275.00 133.877527 36,816.32 USD ZZOAK VEBA - MUNDER CAPITAL Class Action Services Page 7 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2625997 858912108 CUSIP 27 Oct 15 PURCHASE 50.00 121.790000 -6,089.50 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 29 Oct 15 PURCHASE 25.00 122.762000 -3,069.05 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 24 Mar 16 PURCHASE 225.00 124.098311 -27,922.12 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Apr 16 SALE -75.00 122.788933 9,209.17 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 Apr 16 SALE -150.00 123.277000 18,491.55 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Apr 16 SALE -25.00 122.902400 3,072.56 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 26 Apr 16 SALE -375.00 122.539013 45,952.13 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Apr 16 SALE -425.00 122.585412 52,098.80 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 27 Apr 16 SALE -75.00 122.252400 9,168.93 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 25 May 16 PURCHASE 50.00 97.899000 -4,894.95 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 02 Aug 16 SALE -1,050.00 88.029981 92,431.48 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 02 Aug 16 SALE -200.00 87.864550 17,572.91 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 03 Aug 16 SALE -300.00 87.498600 26,249.58 USD ZZOAK VEBA - MUNDER CAPITAL 2625997 858912108 CUSIP 22 May 18 CLSHOLD1 0.00 0.000000 0.00 ZZOAK VEBA - MUNDER CAPITAL 2626004 858912108 CUSIP 06 Feb 13 OPNHOLD 0.00 0.000000 0.00 OAK VEBA - T.ROWE PRICE Class Action Services Page 8 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 1.00 87.070000 -87.07 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 10.00 87.073000 -870.73 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 282.00 88.453404 -24,943.86 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 29.00 88.453448 -2,565.15 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 119.00 90.218487 -10,736.00 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 27.00 89.164815 -2,407.45 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 12.00 90.218333 -1,082.62 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 29 Jul 16 PURCHASE 246.00 89.164715 -21,934.52 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 16 PURCHASE 105.00 88.203524 -9,261.37 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 81.00 89.960000 -7,286.76 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 131.00 89.506565 -11,725.36 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 28.00 89.870000 -2,516.36 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 187.00 90.068824 -16,842.87 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 317.00 90.303596 -28,626.24 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 23.00 89.810000 -2,065.63 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 9 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 05 Aug 16 PURCHASE 16.00 89.628125 -1,434.05 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 25 Aug 16 PURCHASE 89.00 84.510000 -7,521.39 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 25 Aug 16 PURCHASE 648.00 84.500602 -54,756.39 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 26 Aug 16 PURCHASE 192.00 85.180885 -16,354.73 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 13 Sep 16 PURCHASE 609.00 82.337603 -50,143.60 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 20 Oct 16 PURCHASE 408.00 74.516005 -30,402.53 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 20 Oct 16 PURCHASE 283.00 74.418198 -21,060.35 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Jan 17 SALE -100.00 76.290800 7,629.08 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 13 Feb 17 PURCHASE 354.00 77.776299 -27,532.81 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 14 Feb 17 PURCHASE 208.00 78.026394 -16,229.49 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 24 Feb 17 SALE -100.00 82.920600 8,292.06 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 26 May 17 SALE -100.00 82.390700 8,239.07 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 71.00 80.453380 -5,712.19 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 9.00 81.446667 -733.02 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 136.00 81.355000 -11,064.28 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 10 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 36.00 82.492500 -2,969.73 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 03 Aug 17 PURCHASE 459.00 82.308105 -37,779.42 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 17 PURCHASE 805.00 79.768894 -64,213.96 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 04 Aug 17 PURCHASE 302.00 78.887616 -23,824.06 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Sep 17 SALE -200.00 71.890800 14,378.16 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Oct 17 PURCHASE 19.00 70.958947 -1,348.22 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 27 Oct 17 PURCHASE 432.00 70.508194 -30,459.54 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 40.00 70.415000 -2,816.60 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 68.00 70.611324 -4,801.57 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 91.00 70.441868 -6,410.21 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 65.00 70.775077 -4,600.38 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 11.00 70.802727 -778.83 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 30 Oct 17 PURCHASE 44.00 70.845000 -3,117.18 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 31 Oct 17 PURCHASE 53.00 71.017358 -3,763.92 USD OAK VEBA - T.ROWE PRICE 2626004 858912108 CUSIP 28 Mar 18 SALE -300.00 58.741133 17,622.34 USD OAK VEBA - T.ROWE PRICE Class Action Services Page 11 of 11 u Class Action Filed Activity by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Account Filed Security ID ID Type Trade Date Trans Type 02 Aug 19 CV FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION Price Net Currency Account Name 2626004 858912108 CUSIP 22 May 18 CLSHOLD1 6,246.00 0.000000 0.00 OAK VEBA - T.ROWE PRICE Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services u Class Action Proceeds Received Report Page 1 of 1 Message: No information found for request. User Selection: Account number = OAKCSM,OAKCER,OAKCVE From date = 07/01/2019 Through date = 07/31/2019 Reporting type = Daily Reporting Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number OAKCSM,OAKCER,OAKCVE Multiple Accounts: OAKCSM,OAKCER,OAKCVE *Generated by Northern Trust at 07 Aug 19 14:55 Class Action Services Page 1 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AKERS BIOSCIENCES INC.12 May 17 31 Aug 18 09 Oct 19 18 Oct 19 18 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.strategicclaims.net/akersSTRATEGIC CLAIMS SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM BGLCYM6 SEDOL 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS BGLCYP9 SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM STK NPV B39KWQ1 ISIN 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS US00973E1029 CUSIP 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM NEW 00973E300 SEDOL 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM STK NPV 3163331 ISIN 12 May 17 31 Aug 18 AKERS BIOSCIENCES INC COM NEW US00973E3009 CUSIP 12 May 17 31 Aug 18 #REORG/AKERS BIOSC REVERSE SPLIT AKERS 00973E102 AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC SEDOL 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM B17NBB6 Class Action Services Page 2 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ AMERICAS ENERGY COMPANY-AECO (F/K/A TREN 08 Sep 09 02 Sep 10 08 Oct 19 Security ID Type Security ID Class Start Class End 31 Jul 19 Specific Holding NOTIFIED www.secvstrebingerdistributionfund.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC ISIN 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM US03063G1022 CUSIP 08 Sep 09 02 Sep 10 AMERICAS ENERGY CO COM 03063G102 ISIN 08 Sep 09 02 Sep 10 #REORG/TREND TECHNOLOGY CORP COM-NAME US89486Y1010 CUSIP 08 Sep 09 02 Sep 10 #REORG/TREND TECHNOLOGY CORP COM-NAME 89486Y101 ENDO INTERNATIONAL PLC (2017)04 Jun 15 13 Nov 18 14 Nov 19 30 Sep 19 30 Sep 19 Security ID Type Security ID Class Start Class End 01 Aug 19 Specific Holding NOTIFIED endointernationalsecuritiessettlemen.comAB DATA ISIN 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL PLC COM USD0.0001 IE00BJ3V9050 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BFWMT01 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BF29N33 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM USD0.0001 BJ3VJ27 Class Action Services Page 3 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ ENDO INTERNATIONAL PLC (2017)04 Jun 15 13 Nov 18 14 Nov 19 30 Sep 19 30 Sep 19 Security ID Type Security ID Class Start Class End 01 Aug 19 Specific Holding NOTIFIED endointernationalsecuritiessettlemen.comAB DATA SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM STK BJ3V905 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL PLC COM USD0.0001 BKF21M9 SEDOL 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL COM USD0.0001 BK6WN22 CUSIP 04 Jun 15 13 Nov 18 ENDO INTERNATIONAL LIMITED COM STK G30401106 METLIFE, INC.03 Aug 10 06 Oct 11 16 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED notifications@gilardi.comGILARDI INFORMATIONAL ONLY SEDOL 03 Aug 10 06 Oct 11 METLIFE INC COM 5949841 ISIN 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM US59156R1086 SEDOL 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM 2573209 CUSIP 03 Aug 10 06 Oct 11 SHORT SELL METLIFE INC COM 59156R108 Class Action Services Page 4 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ PETROFAC LTD (UK) (MORGAN LEWIS BOCKIUS)11 May 17 06 Feb 19 27 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.woodsfordlitigationfunding.comWOODSFORD LITIGATION FUNDING LTDINFORMATIONAL ONLY CUSIP 11 May 17 06 Feb 19 CLASS ACTIONS (DELISTED/VAR CUSIPS) 24 May 17181994104 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17BYVZ5Z1 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B0H2K53 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B0LWHB4 SEDOL 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17B11B6G6 ISIN 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17GB00B0H2K534 CINS 11 May 17 06 Feb 19 PETROFAC ORD USD0.02 24 May 17G7052T101 ISIN 11 May 17 24 May 17 USG7052T1019 RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. CUSIP 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R 760112102 Class Action Services Page 5 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ RENTECH, INC. (2017) (C.D. CAL.)14 Mar 16 05 Jul 17 26 Nov 19 19 Sep 19 19 Sep 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding NOTIFIED www.rentechsecuritieslitigation.comA.B. DATA, LTD. SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM NEW BYXMWS2 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM NEW BYXTPX9 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM B3FHLM5 ISIN 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R US7601121020 ISIN 14 Mar 16 05 Jul 17 RENTECH INC COM NEW US7601122010 SEDOL 14 Mar 16 05 Jul 17 #REORG RENTECH INC REVERSE STOCK SPLIT R 2750756 SEDOL 14 Mar 16 05 Jul 17 RENTECH INC COM 5949261 CUSIP 14 Mar 16 05 Jul 17 RENTECH INC COM NEW 760112201 BLOUNT INTERNATIONAL INC. (D. OR.)04 Mar 16 12 Apr 16 12 Aug 19 19 Aug 19 19 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.blountinternationalsettlement.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC SEDOL 04 Mar 16 12 Apr 16 BLOUNT INTL INC NEW COM B1HK7D1 Class Action Services Page 6 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ BLOUNT INTERNATIONAL INC. (D. OR.)04 Mar 16 12 Apr 16 12 Aug 19 19 Aug 19 19 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.blountinternationalsettlement.comEPIQ CLASS ACTION & CLAIMS SOLUTIONS INC ISIN 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR US0951801051 SEDOL 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR 2484914 CUSIP 04 Mar 16 12 Apr 16 #REORG/BLOUNT INTL I CASH MERGER 12 APR 095180105 STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM BJ05450 SEDOL 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE BYNFV06 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM B1BTVY3 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM B6ZJ7Q8 CUSIP 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 858912108 ISIN 06 Feb 13 22 May 18 FR0000070773 Class Action Services Page 7 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ STERICYCLE, INC 06 Feb 13 22 May 18 07 Aug 19 01 Jul 19 01 Jul 19 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding FILED www.stericyclesecuritieslitigation.comJND LEGAL ADMINISTRATION ISIN 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 US8589121081 ISIN 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE US8589122071 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM 2860826 SEDOL 06 Feb 13 22 May 18 STERICYCLE INC COM STK USD0.01 4164010 CUSIP 06 Feb 13 22 May 18 #REORG/STERICYCLE MANDATORY EXCHANGE 858912207 TEREX CORPORATION (D CONN.)19 Feb 08 12 May 09 13 Aug 19 03 Jul 19 03 Jul 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.terexsecuritiessettlement.comGILARDI & CO. ISIN 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09US8807791038 SEDOL 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09B012RF8 SEDOL 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 092884224 CUSIP 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09880779400 Class Action Services Page 8 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ TEREX CORPORATION (D CONN.)19 Feb 08 12 May 09 13 Aug 19 03 Jul 19 03 Jul 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding FILED www.terexsecuritiessettlement.comGILARDI & CO. CUSIP 19 Feb 08 12 May 09 TEREX CORP NEW COM 11 Feb 09880779103 MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 17 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 04BHZLM99 ISIN 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 04CA56501R1064 CUSIP 23 Jan 04 25 Jul 17 01 Apr 0456501R957 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 046175786 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 046177997 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 042492519 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 042492520 SEDOL 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 045821314 Class Action Services Page 9 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ MANULIFE FINANCIAL CORP. (CAD) (QUEBEC)23 Jan 04 25 Jul 17 09 Oct 17 05 Mar 12 06 Apr 17 Security ID Type Security ID Class Start Class End 02 Aug 19 Specific Holding DISBURSING www.manulifesettlement.com/indexGARDEN CITY GROUP CUSIP 23 Jan 04 25 Jul 17 MANULIFE FINL CORP COM 01 Apr 0456501R106 PIHSIANG ENERGY TECH CO LTD (TAIWAN)23 Mar 17 28 Mar 17 30 Aug 19 Security ID Type Security ID Class Start Class End 06 Aug 19 Specific Holding CLOSED www.sfipc.org.tw/mainweb/article.aspx?SFIPC SEDOL 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 BYNQKF7 ISIN 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 TW0006551005 CINS 23 Mar 17 28 Mar 17 PIHSIANG ENERGY TE TWD10 Y6978F104 CUSIP 23 Mar 17 28 Mar 17 CLASS ACTIONS (DELISTED/VAR CUSIPS) 181994104 Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding CLOSED sfipc@sfipc.org.twSFIPC SEDOL 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 B3NT6Q2 Class Action Services Page 10 of 10 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ Y.C.C. PARTS MANUFACTURING CO. LTD (TAI)30 Oct 14 29 Jan 15 14 Aug 19 Security ID Type Security ID Class Start Class End 05 Aug 19 Specific Holding CLOSED sfipc@sfipc.org.twSFIPC ISIN 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 TW0001339000 ISIN 30 Oct 14 29 Jan 15 USY9751C1081 CINS 30 Oct 14 29 Jan 15 Y.C.C. PARTS MFG CO LTD TWD10 Y9751C108 CUSIP 30 Oct 14 29 Jan 15 CLASS ACTIONS (DELISTED/VAR CUSIPS) 181994104 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 2 u Class Action Activity Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Filing Deadline Objection/ Exclusion Deadline Claims Admin Name Web Address ENDO INTERNATIONAL PLC (2017)NOTIFIED 01 Aug 19 04 Jun 15 13 Nov 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 14 Nov 19 30 Sep 19 30 Sep 19 AB Data endointernationalsecuritiessettlemen. com Amount 2625871 01 Aug 19 TO BE FILED OAK ERS - TIMES SQUARE 2625904 01 Aug 19 TO BE FILED ZZOAK ERS - SEIZERT CAPITAL 2625989 01 Aug 19 TO BE FILED OAK VEBA - TIMES SQUARE 2626039 01 Aug 19 TO BE FILED ZZOAK VEBA - SEIZERT CAPITAL STERICYCLE, INC FILED 02 Aug 19 06 Feb 13 22 May 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 07 Aug 19 01 Jul 19 01 Jul 19 JND Legal Administration www.stericyclesecuritieslitigation.c om Amount 2625871 02 Aug 19 FILED OAK ERS - TIMES SQUARE 2625872 02 Aug 19 FILED ZZOAK ERS - MUNDER CAPITAL 2625873 02 Aug 19 FILED OAK ERS - T.ROWE PRICE 2625989 02 Aug 19 FILED OAK VEBA - TIMES SQUARE Class Action Services Page 2 of 2 u Class Action Activity Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Filing Deadline Objection/ Exclusion Deadline Claims Admin Name Web Address STERICYCLE, INC FILED 02 Aug 19 06 Feb 13 22 May 18 Account Notified/Filed Claim Status as of Date/ Claim Status Account Paid Account Paid Name Distribution/ Currency Type Date Distributed Account Notified/Filed Name 07 Aug 19 01 Jul 19 01 Jul 19 JND Legal Administration www.stericyclesecuritieslitigation.c om Amount 2625997 02 Aug 19 FILED ZZOAK VEBA - MUNDER CAPITAL 2626004 02 Aug 19 FILED OAK VEBA - T.ROWE PRICE Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services u Class Action Proceeds by Class Page 1 of 1 Message: No information found for request. User Selection: From date = 07/01/2019 Through date = 07/31/2019 Class Action Names for ECA Reporting = 0 TNT Event Status (Disbursing, Closed only) = ALL Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 07 Aug 19 14:55 Class Action Services u Class Action Proceeds by Account Page 1 of 1 Message: No information found for request. User Selection: From date = 07/01/2019 Through date = 07/31/2019 Class Action Names for ECA Reporting = 0 TNT Event Status (Disbursing, Closed only) = ALL Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 07 Aug 19 14:55 Class Action Services u Class Action Tran Hist Non-Filed by Event Name Page 1 of 1 Message: No information found for request. User Selection: TNT Event Status (Notified, Closed or All) = All Class Action Names for ECA Reporting = 0 Status As Of Date = 07/31/2019 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 07 Aug 19 14:55