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HomeMy WebLinkAboutReports - 2019.09.19 - 32251PORTFOLIO MONITORING REVIEW ______________________ August 2019 Short Form Summary OAKLAND COUNTY EMPLOYEES’ RETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of July 3, 2019 to August 2,2019.Information contained in this report is based upon the June 30,2019 data,which is the latest available from Northern Trust.We will continue to monitor these cases for any developments that could impact OCERS,including settlements. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Babcock & Wilcox Enterprises, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Aratana Therapeutics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. HomeFed Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Ascena Retail Group, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. AmeriGas Partners, L.P. No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Intermolecular, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Box, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Amber Road, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Zayo Group Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Mammoth Energy Services Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Cloudera, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. HopFed Bankcorp, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Accelerize Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Electronics For Imaging, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Buckeye Partners, L.P.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Control4 Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. BioScrip, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Black Ridge Acquisition Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Pivotal Software, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Entegra Financial Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Cray Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Eros International PLC No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Chesapeake Lodging Trust No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Sunlands Technology Group: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Array BioPharma Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Acer Therapeutics Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Oaktree Capital Group, LLC Unknown at this time.Will continue to monitor as portfolio data becomes available. Cypress Semiconductor Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Verb Technology Company, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Intelligent Systems Corporation No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Helius Medical Technologies, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Tableau Software, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. CannTrust Holdings Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Realogy Holdings Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Reckitt Benckiser Group plc: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Barnes & Noble, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Amplify Energy Corp.Unknown at this time.Will continue to monitor as portfolio data becomes available. Aerohive Networks, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Total System Services, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Omnicell, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Ideanomics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Netflix, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Medidata Solutions, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Sotheby's Unknown at this time.Will continue to monitor as portfolio data becomes available. L Brands, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Karyopharm Therapeutics Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. El Paso Electric Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Anadarko Petroleum Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Raytheon Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Eagle Bancorp, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. National General Holdings Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Del Friscos's Restaurant Group, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Shutterfly, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Mallinckrodt Public Limited Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Oasmia Pharmaceutical AB: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available. C&J Energy Services, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. 3M Company No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. WageWorks, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. PCM, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. GTT Communications, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Aclaris Therapeutics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2019 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Venator Materials PLC No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Just Energy Group Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Cardinal Health, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Carbonite, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. ASV Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Vical Incorporated Unknown at this time.Will continue to monitor as portfolio data becomes available.