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HomeMy WebLinkAboutReports - 2020.05.21 - 33231Northern Trust Table of Contents Class Action Activity Detail by Event Name Class Action Event Summary by Event Name Class Action Event Detail by Event Name Class Action Filed Activity by Event Name Class Action Proceeds Received Report Class Action Filed Activity by Event Status Class Action Event Summary by Event Status Class Action Event Detail by Event Status Class Action Activity Detail by Event Status Class Action Proceeds by Class Class Action Proceeds by Account Class Action Tran Hist Non-Filed by Event Name 2 3 4 5 6 8 9 10 11 12 13 14 Class Action Services u Class Action Activity Detail by Event Name Page 1 of 1 Message: No information found for request. User Selection: Class Action Names for ECA Reporting = 0 TNT Event Status = ALL Status As Of Date = 05/14/2020 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 14 May 20 11:01 Class Action Services Page 1 of 1 u Class Action Event Summary by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ NAMASTE TECH INC. (CANADA)29 Nov 17 08 May 20 17 Jul 20 21 Feb 20 21 Feb 2014 May 20CLOSED www.namastesecuritiesclassaction.com/TRILOGY CLASS ACTION SERVICES Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 1 u Class Action Event Detail by Event Name Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ NAMASTE TECH INC. (CANADA)29 Nov 17 08 May 20 17 Jul 20 21 Feb 20 21 Feb 20 Security ID Type Security ID Class Start Class End 14 May 20 Specific Holding CLOSED www.namastesecuritiesclassaction.com/TRILOGY CLASS ACTION SERVICES SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BYYQ313 SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BYYVDB8 SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BZ57VV8 ISIN 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM CA62987D1087 ISIN 29 Nov 17 08 May 20 US62987D1081 CUSIP 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM 62987D108 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services u Class Action Filed Activity by Event Name Page 1 of 1 Message: No information found for request. User Selection: Class Action Names for ECA Reporting = 0 TNT Event Status (Filed, Disbursing, Closed only) = ALL Status As Of Date = 05/14/2020 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 14 May 20 11:01 Class Action Services ALL ACCOUNT CONSOLIDATION Page 1 of 2 01 Apr 20 - 30 Apr 20 Class Action Proceeds Received Reportu OAKCAL 2625873 OAK ERS - T.ROWE PRICE Entry Date Asset Description Asset ID Transaction Description Payment Amount Received Shares / Par 1-Apr-20 #REORG/ YAHOO INC NAME CHANGE ALTABA INC 2H1WAW2 06-19-2017 984332106 YAHOO! INC. (2017) RECEIVED DISTRIBUTION FOR CLASS PERIOD 04/29/2013 TO 03/14/2017 CASH DISTRIBUTION 1 FILED ACCOUNT 2625873 OAK ERS - T.ROWE PRICE 459.57 0.00 TOTAL FOR OAK ERS - T.ROWE PRICE 459.57 0.00 2625874 OAK ERS - LOOMIS SAYLES SM Entry Date Asset Description Asset ID Transaction Description Payment Amount Received Shares / Par 13-Apr-20 #REORG/RESTORATION HARDWARE NAME CHANGE RH COM 2E1FAL2 01-03-2017 761283100 RH (F/K/A REST. HARDWARE HLDNG) 2017 RECEIVED DISTRIBUTION FOR CLASS PERIOD 03/25/2015 TO 09/06/2016 CASH DISTRIBUTION 1 FILED ACCOUNT 2625874 OAK ERS - LOOMIS SAYLES SM 95.80 0.00 TOTAL FOR OAK ERS - LOOMIS SAYLES SM 95.80 0.00 2626004 OAK VEBA - T.ROWE PRICE Entry Date Asset Description Asset ID Transaction Description Payment Amount Received Shares / Par 1-Apr-20 #REORG/ YAHOO INC NAME CHANGE ALTABA INC 2H1WAW2 06-19-2017 984332106 YAHOO! INC. (2017) RECEIVED DISTRIBUTION FOR CLASS PERIOD 04/29/2013 TO 03/14/2017 CASH DISTRIBUTION 1 FILED ACCOUNT 2626004 OAK VEBA - T.ROWE PRICE 710.83 0.00 TOTAL FOR OAK VEBA - T.ROWE PRICE 710.83 0.00 2626012 OAK VEBA - LOOMIS SAYLES SM Entry Date Asset Description Asset ID Transaction Description Payment Amount Received Shares / Par 13-Apr-20 #REORG/RESTORATION HARDWARE NAME CHANGE RH COM 2E1FAL2 01-03-2017 761283100 RH (F/K/A REST. HARDWARE HLDNG) 2017 RECEIVED DISTRIBUTION FOR CLASS PERIOD 03/25/2015 TO 09/06/2016 CASH DISTRIBUTION 1 FILED ACCOUNT 2626012 OAK VEBA - LOOMIS SAYLES SM 150.14 0.00 TOTAL FOR OAK VEBA - LOOMIS SAYLES SM 150.14 0.00 GRAND TOTAL 1,416.34 0.00 *Generated by Northern Trust from daily data on 14 May 20 C1536 Class Action Services ALL ACCOUNT CONSOLIDATION Page 2 of 2 01 Apr 20 - 30 Apr 20 Class Action Proceeds Received Reportu OAKCAL Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. *Generated by Northern Trust from daily data on 14 May 20 C1536 Class Action Services u Class Action Filed Activity by Event Status Page 1 of 1 Message: No information found for request. User Selection: Class Action Names for ECA Reporting = 0 TNT Event Status (Filed, Disbursing, Closed only) = ALL Status As Of Date = 05/14/2020 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 14 May 20 11:01 Class Action Services Page 1 of 1 u Class Action Event Summary by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ NAMASTE TECH INC. (CANADA)29 Nov 17 08 May 20 17 Jul 20 21 Feb 20 21 Feb 2014 May 20CLOSED www.namastesecuritiesclassaction.com/TRILOGY CLASS ACTION SERVICES Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services Page 1 of 1 u Class Action Event Detail by Event Status Class Action Name Event Status Event Status As Of Class Start Class End Claims Admin Name Web Address Filing Deadline Exclusion Deadline Objection/ NAMASTE TECH INC. (CANADA)29 Nov 17 08 May 20 17 Jul 20 21 Feb 20 21 Feb 20 Security ID Type Security ID Class Start Class End 14 May 20 Specific Holding CLOSED www.namastesecuritiesclassaction.com/TRILOGY CLASS ACTION SERVICES SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BYYQ313 SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BYYVDB8 SEDOL 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM BZ57VV8 ISIN 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM CA62987D1087 ISIN 29 Nov 17 08 May 20 US62987D1081 CUSIP 29 Nov 17 08 May 20 NAMASTE TECHNOLOGIES INC COM 62987D108 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Class Action Services u Class Action Activity Detail by Event Status Page 1 of 1 Message: No information found for request. User Selection: Class Action Names for ECA Reporting = 0 TNT Event Status = ALL Status As Of Date = 05/14/2020 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 14 May 20 11:01 Page 1 of 1Class Action Proceeds by Class Class Action Name Event Status Event Status As Of Class Start Class End Filing Deadline Objection/ Exclusion Deadline Claims Admin Name Web Address Class Action Services RH (F/K/A REST. HARDWARE HLDNG) 2017 DISBRSNG AB Data www.rhsecuritieslitigation.com/13 Apr 20 25 Mar 15 06 Sep 16 08 Oct 19 01 Oct 19 01 Oct 19 Claim Status Service ChargeGross Amt. PaidAccount Paid/DateDistribution/as of Date/Account Filed/ Processing ChargeNet Amt. PaidAccount Paid NameAccount Filed Name TypeClaim Status DistributedCurrency 2625874 OAK ERS - LOOMIS SAYLES SM PAID 2625874 OAK ERS - LOOMIS SAYLES SM 95.80 90.80 5.00 0.00 1 CASH 13 Apr 20 13 Apr 20USD 2626012 OAK VEBA - LOOMIS SAYLES SM PAID 2626012 OAK VEBA - LOOMIS SAYLES SM 150.14 145.14 5.00 0.00 1 CASH 13 Apr 20 13 Apr 20USD 10.00 245.94RH (F/K/A REST. HARDWARE HLDNG) 2017Totals 0.00 235.94and Currency USD YAHOO! INC. (2017)DISBRSNG JND Legal Administration www.yahoosecuritieslitigation.com01 Apr 20 29 Apr 13 14 Mar 17 01 Sep 18 16 Aug 18 16 Aug 18 Claim Status Service ChargeGross Amt. PaidAccount Paid/DateDistribution/as of Date/Account Filed/ Processing ChargeNet Amt. PaidAccount Paid NameAccount Filed Name TypeClaim Status DistributedCurrency 2625873 OAK ERS - T.ROWE PRICE PAID 2625873 OAK ERS - T.ROWE PRICE 459.57 450.38 9.19 0.00 1 CASH 01 Apr 20 01 Apr 20USD 2626004 OAK VEBA - T.ROWE PRICE PAID 2626004 OAK VEBA - T.ROWE PRICE 710.83 696.62 14.21 0.00 1 CASH 01 Apr 20 01 Apr 20USD 23.40 1,170.40YAHOO! INC. (2017)Totals 0.00 1,147.00and Currency USD Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. 5/14/2020 11:01:01AM Page 1 of 1 Account Paid Class Action Name Gross Amount PaidAccount Paid Name Class Action Services Class Action Proceeds by Account Net Amount Paid Service Charge Processing Charge Date DistributedCurrency 2625873 OAK ERS - T.ROWE PRICE YAHOO! INC. (2017) 459.57 450.38 9.19 0.00 01 Apr 20USD 0.00 9.19 450.38 459.57Sub Total and Currency USD2625873 2625874 OAK ERS - LOOMIS SAYLES SM RH (F/K/A REST. HARDWARE 95.80 90.80 5.00 0.00 13 Apr 20USD 0.00 5.00 90.80 95.80Sub Total and Currency USD2625874 2626004 OAK VEBA - T.ROWE PRICE YAHOO! INC. (2017) 710.83 696.62 14.21 0.00 01 Apr 20USD 0.00 14.21 696.62 710.83Sub Total and Currency USD2626004 2626012 OAK VEBA - LOOMIS SAYLES RH (F/K/A REST. HARDWARE 150.14 145.14 5.00 0.00 13 Apr 20USD 0.00 5.00 145.14 150.14Sub Total and Currency USD2626012 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. 5/14/2020 11:01:01AM Class Action Services u Class Action Tran Hist Non-Filed by Event Name Page 1 of 1 Message: No information found for request. User Selection: TNT Event Status (Notified, Closed or All) = All Class Action Names for ECA Reporting = 0 Status As Of Date = 05/14/2020 Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from, categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report. Account number *Generated by Northern Trust at 14 May 20 11:01