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Home My WebLink AboutReports - 2020.06.18 - 33330PORTFOLIO MONITORING REVIEW ______________________ June 2020 Short Form Summary OAKLAND COUNTY EMPLOYEES’ RETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of May 6, 2020 to June 4,2020.Information contained in this report is based upon the April 30,2020 data,which is the latest available from Northern Trust.We will continue to monitor these cases for any developments that could impact OCERS,including settlements. 2020 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Mesa Air Group Incorporated No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Tufin Software Technologies Ltd.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Legg Mason, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. EQM Midstream Partners, LP No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Luckin Coffee Inc.:ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Zoom Video Communications, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. The Meet Group, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. E-House (China) Holdings Limited: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Neon Therapeutics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Tetraphase Pharmaceuticals, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. FGL Holdings No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Mylan N.V No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. GAIN Capital Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Anthus Capital Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. QIYI, Inc.: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2020 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation GSX Technology Inc.: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Opus Bank No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Jumei International Holding Limited: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Baidu, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Akazoo S.A.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Phoenix Tree Holdings Limited: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. SCWorx Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Comtech Telecommunications Corp.Unknown at this time.Will continue to monitor as portfolio data becomes available. Grand Canyon Education , Inc.No PSLRA recognized losses. OCERS held 4,325 shares at the end of the Class Period at an average cost of $113.43 per share, but made no purchases during the Class Period. Therefore, there were no PSLRA recognized losses and no action was recommended. Willis Towers Warson Public Limited Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Conn's Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Stemline Therapeutics, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Ryder System, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Elanco Animal Health Incorporated Unknown at this time.Will continue to monitor as portfolio data becomes available. Taubman Centers, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. CytomX Therapeutics, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Hamilton Beach Brands Holding Company Unknown at this time.Will continue to monitor as portfolio data becomes available. Sorrento Therapeutics, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Colony Capital, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. 2020 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Arnival Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. Portola Pharmaceuticals, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Quigen N.V.Unknown at this time.Will continue to monitor as portfolio data becomes available. Wells Fargo & Company Unknown at this time.Will continue to monitor as portfolio data becomes available.