HomeMy WebLinkAboutReports - 2020.06.18 - 33331Northern Trust
Table of Contents
Class Action Activity Detail by Event Name
Class Action Event Summary by Event Name
Class Action Event Detail by Event Name
Class Action Filed Activity by Event Name
Class Action Proceeds Received Report
Class Action Filed Activity by Event Status
Class Action Event Summary by Event Status
Class Action Event Detail by Event Status
Class Action Activity Detail by Event Status
Class Action Proceeds by Class
Class Action Proceeds by Account
Class Action Tran Hist Non-Filed by Event Name
2
3
4
6
7
8
9
10
12
13
14
15
Class Action Services
u Class Action Activity Detail by Event Name Page 1 of 1
Message: No information found for request.
User Selection:
Class Action Names for ECA Reporting = 0
TNT Event Status = ALL
Status As Of Date = 06/18/2020
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
Page 1 of 1
u Class Action Event Summary by Event Name
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End Claims Admin Name Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
SIMS METAL MANAGE (AUS) LTD*22 Jul 14
19 Feb 16
21 Jun 2018 Jun 20NOTIFIED https://www.icp.net.au/INVESTOR CLAIM
PARTNER PTY LTD.INFORMATIONAL ONLY
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Class Action Services
Page 1 of 2
u Class Action Event Detail by Event Name
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End
Claims Admin Name
Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
SIMS METAL MANAGE (AUS) LTD*22 Jul 14
19 Feb 16
21 Jun 20
Security ID Type Security ID
Class Start
Class End
18 Jun 20
Specific Holding
NOTIFIED https://www.icp.net.au/INVESTOR CLAIM
PARTNER PTY LTD.INFORMATIONAL ONLY
ISIN 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
AU00000SGMN5
ISIN 22 Jul 14
19 Feb 16
SIMS LIMITED AU000000SGM7
SEDOL 22 Jul 14
19 Feb 16
SIMS LIMITED B0LCW75
SEDOL 22 Jul 14
19 Feb 16
SIMS LTD NPV B0MTW19
SEDOL 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
B0MT8Q6
SEDOL 22 Jul 14
19 Feb 16
SIMS LTD NPV B0R60K0
CINS 22 Jul 14
19 Feb 16
SIMS GROUP LIMITED NPV Q8505L108
CINS 22 Jul 14
19 Feb 16
SIMS LIMITED Q8505L116
CINS 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
Q8505L124
SEDOL 22 Jul 14
19 Feb 16
SIMS GROUP LTD NPV 6810719
CUSIP 22 Jul 14
19 Feb 16
CLASS ACTIONS
(DELISTED/VAR CUSIPS)
181994104
Class Action Services
Page 2 of 2
u Class Action Event Detail by Event Name
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End
Claims Admin Name
Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Class Action Services
u Class Action Filed Activity by Event Name Page 1 of 1
Message: No information found for request.
User Selection:
Class Action Names for ECA Reporting = 0
TNT Event Status (Filed, Disbursing, Closed only) = ALL
Status As Of Date = 06/18/2020
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
Multiple Accounts: OAKCSM,OAKCER,OAKCVE
Page 1 of 1
01 May 20 - 31 May 20
Class Action Proceeds Received Reportu
OAKCVE
2626012 OAK VEBA - LOOMIS SAYLES SM
Entry Date Asset Description Asset ID Transaction Description Payment Amount Received
Shares / Par
29-May-20 GEN MTRS CO COM 37045V100 RECEIVED DISTRIBUTION FOR CLASS PERIOD 11/01/10 TO
07/24/14 ON NET CLASS SETTLEMENT FUND FOR GENERAL
MTRS CO SECURITIES LITIGATION CHECK RECV'D FROM F/R/T -
FINC'L RECOVERY TECH. CK#048943 DTD 03/10/20 FOR NT
ACCOUNT 26-26012
41.05 0.00
TOTAL FOR OAK VEBA - LOOMIS SAYLES SM 41.05 0.00
GRAND TOTAL 41.05 0.00
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
*Generated by Northern Trust from daily data on 18 Jun 20 C1536
Class Action Services
u Class Action Filed Activity by Event Status Page 1 of 1
Message: No information found for request.
User Selection:
Class Action Names for ECA Reporting = 0
TNT Event Status (Filed, Disbursing, Closed only) = ALL
Status As Of Date = 06/18/2020
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
Page 1 of 1
u Class Action Event Summary by Event Status
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End Claims Admin Name Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
SIMS METAL MANAGE (AUS) LTD*22 Jul 14
19 Feb 16
21 Jun 2018 Jun 20NOTIFIED https://www.icp.net.au/INVESTOR CLAIM
PARTNER PTY LTD.INFORMATIONAL ONLY
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Class Action Services
Page 1 of 2
u Class Action Event Detail by Event Status
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End Claims Admin Name
Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
SIMS METAL MANAGE (AUS) LTD*22 Jul 14
19 Feb 16
21 Jun 20
Security ID Type Security ID
Class Start
Class End
18 Jun 20
Specific Holding
NOTIFIED https://www.icp.net.au/INVESTOR CLAIM
PARTNER PTY LTD.INFORMATIONAL ONLY
ISIN 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
AU00000SGMN5
ISIN 22 Jul 14
19 Feb 16
SIMS LIMITED AU000000SGM7
SEDOL 22 Jul 14
19 Feb 16
SIMS LIMITED B0LCW75
SEDOL 22 Jul 14
19 Feb 16
SIMS LTD NPV B0MTW19
SEDOL 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
B0MT8Q6
SEDOL 22 Jul 14
19 Feb 16
SIMS LTD NPV B0R60K0
CINS 22 Jul 14
19 Feb 16
SIMS GROUP LIMITED NPV Q8505L108
CINS 22 Jul 14
19 Feb 16
SIMS LIMITED Q8505L116
CINS 22 Jul 14
19 Feb 16
SIMS GROUP LTD. NPV (RFD
02/11/2005)
Q8505L124
SEDOL 22 Jul 14
19 Feb 16
SIMS GROUP LTD NPV 6810719
CUSIP 22 Jul 14
19 Feb 16
CLASS ACTIONS
(DELISTED/VAR CUSIPS)
181994104
Class Action Services
Page 2 of 2
u Class Action Event Detail by Event Status
Class Action Name
Event
Status
Event Status
As Of
Class Start
Class End Claims Admin Name
Web Address
Filing
Deadline
Exclusion
Deadline
Objection/
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Class Action Services
u Class Action Activity Detail by Event Status Page 1 of 1
Message: No information found for request.
User Selection:
Class Action Names for ECA Reporting = 0
TNT Event Status = ALL
Status As Of Date = 06/18/2020
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
u Class Action Proceeds by Class Page 1 of 1
Message: No information found for request.
User Selection:
From date = 05/01/2020
Through date = 05/31/2020
Class Action Names for ECA Reporting = 0
TNT Event Status (Disbursing, Closed only) = ALL
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
u Class Action Proceeds by Account Page 1 of 1
Message: No information found for request.
User Selection:
From date = 05/01/2020
Through date = 05/31/2020
Class Action Names for ECA Reporting = 0
TNT Event Status (Disbursing, Closed only) = ALL
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25
Class Action Services
u Class Action Tran Hist Non-Filed by Event Name Page 1 of 1
Message: No information found for request.
User Selection:
TNT Event Status (Notified, Closed or All) = All
Class Action Names for ECA Reporting = 0
Status As Of Date = 06/18/2020
Although this report has been prepared using information believed to be reliable, it may contain information provided by third parties or derived from third party information, and/or information that may have been obtained from,
categorized or otherwise reported based upon client direction. The Northern Trust Company does not guarantee the accuracy, timeliness or completeness of any such information. The information included in this report is intended
to assist clients with their financial reporting needs, but you must consult with your accountants, auditors and/or legal counsel to ensure your accounting and financial reporting complies with applicable laws, regulations and
accounting guidance. The Northern Trust Company and its affiliates shall have no responsibility for the consequences of investment decisions made in reliance on information contained in this report.
Account number
*Generated by Northern Trust at 18 Jun 20 09:25