Loading...
HomeMy WebLinkAboutReports - 2021.05.20 - 34421PORTFOLIO MONITORING REVIEW ______________________ May 2021 Short Form Summary OAKLAND COUNTY EMPLOYEES’ R ETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of April 7, 2021 to May 7,2021.Information contained in this report is based upon the March 31,2021 data,which is the latest available from Northern Trust .We will continue to monitor these cases for any developments that could impact OCERS,including settlements. 2021 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation XL Fleet Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. MDC Partners Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Plug Power Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Neptune Wellness Solutions Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Boston Private Financial Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Change Healthcare Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. CytoDyn Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Lordstown Motors Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Root, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Vroom, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Kadmon Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Canoo Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Cubic Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. FLIR Systems, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Ebang International Holdings Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Amdocs Limited No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2021 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation 3D Systems Corp.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Champigon Brands Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Fibrogen, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Canann Inc.: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available. Romeo Power Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Perspecta Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. LifeMD, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Intrusion Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Franklin Wireless Corp.Unknown at this time.Will continue to monitor as portfolio data becomes available. Credit Suisse Group AG: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Churchill Capital Corporation IV No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Emergent BioSolutions Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Arcimoto Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Acadia Pharmaceuticals Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Verus International, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Trust for Advised Portfolios No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Boingo Wireless, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Pinterest, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Peloton Interactive, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Volkswagen AG No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Apex Clearing Corporation Unknown at this time.Will continue to monitor as portfolio data becomes available. ChemCentryx, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Skillz Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.