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Home My WebLink AboutReports - 2021.07.29 - 34741PORTFOLIO MONITORING REVIEW ______________________ July 2021 Short Form Summary OAKLAND COUNTY EMPLOYEES’ RETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of June 4, 2021,to June 29,2021.Information contained in this report is based upon the May 31,2021,data,which is the latest available from Northern Trust.We will continue to monitor these cases for any developments that could impact OCERS,including settlements. 2021 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Purecycle Technologies, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. ChemCentryx, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Array Technologies No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Aterian, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. ContextLogic Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Nuance Communications, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. PRA Health Sciences, Inc.Merger & Acquisition Case This is a mergers and acquisitions case where the deal was valued at an estimated $172.46 per share. OCERS held 13,733 shares at the end of the Class Period at an average cost of $75.83 per share. No action is recommended. GW Pharmaceuticals, PLC: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Houston Wire & Cable Company No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. AcelRx Pharmaceuticals, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. RLX Technology Inc.: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available. Ocugen, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Home Point Capital Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Tarena International, Inc.: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. 2021 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Athira Pharma, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Rocket Companies, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Rekor Systems, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended.