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Home My WebLink AboutReports - 2021.10.21 - 34947PORTFOLIO MONITORING REVIEW ______________________ October 2021 Short Form Summary OAKLAND COUNTY EMPLOYEES’ R ETIREMENT SYSTEM We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of September 4,2021 to October 8,2021.Information contained in this report is based upon the August 31,2021 data,which is the latest available from Northern Trust .We will continue to monitor these cases for any developments that could impact OCERS, including settlements. 2021 Short Form Summary of PSLRA Filings PSLRA & Derivative lawsuits Impact Recommendation Bowl America, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Zymergen Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. View, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Contango Oil & Gas Company No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Sesen Bio, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Katapolt Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. HyreCar Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Cassava Sciences, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Spectrum Pharmaceuticals, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. loanDepot, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Longeveron Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. The Boston Beer Company, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Waterdrop Inc.: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available. The Honest Company, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Boston Private Financial Holdings, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Polarity TE, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. AppHarvest, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Hyzon Motors Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. 2021 Short Form Summary of PSLRA Filings Nano-X Imaging Ltd.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action was recommended. Eargo, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available. Bristol-Myers Squibb Company Unknown at this time.Will continue to monitor as portfolio data becomes available.