HomeMy WebLinkAboutReports - 2021.11.18 - 35171PORTFOLIO
MONITORING REVIEW
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November 2021
Short Form Summary
OAKLAND COUNTY
EMPLOYEES’ R ETIREMENT SYSTEM
We identified the following companies which are subject to claims of fraud and/or misrepresentation during the period of October
7,2021 to November 5,2021.Information contained in this report is based upon the September 30,2021 data,which is the
latest available from Northern Trust .We will continue to monitor these cases for any developments that could impact OCERS,
including settlements.
2021 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation
loanDepot, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
The Boston Beer Company, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Waterdrop Inc.: ADS No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
The Honest Company, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Boston Private Financial Holdings, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Hyzon Motors Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Eargo, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Bristol-Myers Squibb Company Unknown at this time.Will continue to monitor as portfolio data becomes available.
Goldman Sachs Group Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
InnovAge Holding Inc.
Lightning eMotors, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
D-MARKET Electronic Services & Trading: ADS Unknown at this time.Will continue to monitor as portfolio data becomes available.
CONSOL Coal Resources, L. P. Unknown at this time.Will continue to monitor as portfolio data becomes available.
Amarin Corporation plc No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
BioMarin Pharmaceutical Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Reconnaissance Energy Africa Ltd.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
Hoegh LNG Partners LP No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.
2021 Short Form Summary of PSLRA Filings
PSLRA & Derivative lawsuits Impact Recommendation
Facebook, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
TMC the metals company Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Camber Energy, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
ON24, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
American Century Capital Portfolios, Inc.Unknown at this time.Will continue to monitor as portfolio data becomes available.
Silverback Therapeutics, Inc.No PSLRA recognized losses.OCERS had no holdings during the relevant time period; therefore, no action
was recommended.